Source: https://www.finra.org/about/firms-we-regulate
 Updated: 4/17/18
FINRA Member Firms T
# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z
T CAPITAL FUNDING, LLC
 610 N. WYMORE ROAD, SUITE 120, MAITLAND, FL 32751
T&G PRIVATE CAPITAL LLC
 733 THIRD AVENUE, 15TH FLOOR, NEW YORK, NY 10017
T-REX SECURITIES, LLC
 214 WEST 29TH STREET, 17TH FLOOR, NEW YORK, NY 10001
T. E. LAIRD SECURITIES, LLC
 79 OTIS AVENUE, ST. PAUL, MN 55104
T. ROWE PRICE INVESTMENT SERVICES, INC.
 100 E PRATT ST, BALTIMORE, MD 21202
T.R. WINSTON & COMPANY, LLC
 376 MAIN STREET, BEDMINSTER, NJ 07921-2613
 Mailing Address: P.O. BOX 74, 376 MAIN STREET, BEDMINSTER, NJ 07921
T.S. PHILLIPS INVESTMENTS, INC.
 3401 NW 63RD ST. ,STE 500, OKLAHOMA CITY, OK 73116
 Mailing Address: 3401 NW 63RD ST. ,STE 500, OKLAHOMA CITY, OK 73116
T3 SECURITIES, INC.
 1 STATE STREET PLAZA, 10TH FLOOR/SUITE, NEW YORK, NY 10004
 Mailing Address: 1 STATE STREET PLAZA, 10TH FLOOR, NEW YORK, NY 10004
TAG WEALTH MANAGEMENT, LLC
 20815 N CAVE CREEK ROAD, PHOENIX, AZ 85024
TAGLICH BROTHERS, INC.
 790 NEW YORK AVENUE, SUITE 209, HUNTINGTON, NY 11743
TANDEM SECURITIES, INC.
 3706 SW TOPEKA BOULEVARD, SUITE 420, TOPEKA, KS 66609
 Mailing Address: 3706 W TOPEKA BOULEVARD, SUITE 420, TOPEKA, KS 66609
TANGENT CAPITAL PARTNERS, LLC
 135 E 57TH STREET, 23RD FLOOR, NEW YORK, NY 10022
TAP SECURITIES LLC
 390 PARK AVENUE, 9TH FLOOR, NEW YORK, NY 10022
TASTYWORKS, INC.
 1000 WEST FULTON STREET, SUITE 220, CHICAGO, IL 60607
 Mailing Address: 1000 WEST FULTON STREET, CHICAGO, IL 60607
TAYLOR CAPITAL MANAGEMENT INC.
 2230 TOWNE LAKE PKWY, BLDG 800-STE 130, WOODSTOCK, GA 30189
TAYLOR SECURITIES, INC.
 100 WINNERS CIRCLE N, SUITE 400, BRENTWOOD, TN 37027
TC2000 BROKERAGE, INC.
 6315 BOATHOUSE RD., STE. 200, WILMINGTON, NC 28403
TCADVISORS NETWORK INC.
 7103 SOUTH REVERE PARKWAY, CENTENNIAL, CO 80112-3992
TCC SECURITIES, LLC
 135 S. LASALLE STREET, SUITE 2130, CHICAGO, IL 60603
TCFG WEALTH MANAGEMENT, LLC
 28202 CABOT ROAD, SUITE 300, LAGUNA NIGUEL, CA 92677
TCG SECURITIES, L.L.C.
 1001 PENNSYLVANIA AVE., NW, SUITE 220 SOUTH, WASHINGTON, DC 20004-2505
TCW FUNDS DISTRIBUTORS LLC
 865 S. FIGUEROA ST., SUITE 1800, LOS ANGELES, CA 90017
TD AMERITRADE CLEARING, INC.
 200 SOUTH 108TH AVENUE, OMAHA, NE 68154
TD AMERITRADE, INC.
 200 SOUTH 108TH AVENUE, OMAHA, NE 68154
 Mailing Address: 200 SOUTH 108TH AVENUE, OMAHA, NE 68154
TD PRIME SERVICES LLC
 31 WEST 52ND STREET, NEW YORK, NY 10019-6101
TD PRIVATE CLIENT WEALTH LLC
 444 MADISON AVENUE, 11TH FLOOR, NEW YORK, NY 10022
TD SECURITIES (USA) LLC
 31 WEST 52ND STREET, NEW YORK, NY 10019-6101
TEACHERS PERSONAL INVESTORS SERVICES, INC.
 730 THIRD AVENUE, 7TH FLOOR, NEW YORK, NY 10017-3206
 Mailing Address: 333 W. WACKER DRIVE, 33RD FLOOR, CHICAGO, IL 60606
TECKMEYER FINANCIAL SERVICES, L.L.C.
 11104 JOHN GALT BLVD., OMAHA, NE 68137-2307
TELSEY ADVISORY GROUP LLC
 555 FIFTH AVE., 7TH FLOOR, NEW YORK, NY 10017
TEMPER OF THE TIMES INVESTOR SERVICES, INC.
 111 PLEASANT RIDGE ROAD, HARRISON, NY 10528
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
 ONE FRANKLIN PARKWAY, SAN MATEO, CA 94403-1906
 Mailing Address: P. O. BOX 7777, SAN MATEO, CA 94403-7777
TENEO SECURITIES LLC
 280 PARK AVENUE, 4TH FLOOR, NEW YORK, NY 10017
TENOAKS ENERGY ADVISORS, LLC
 PARKWAY OFFICE CENTER NORTH, 14180 N. DALLAS PKWY., STE. 700, DALLAS, TX 75254
TERRA CAPITAL MARKETS LLC
 805 THIRD AVENUE, NEW YORK, NY 10022
TERRANOVA CAPITAL EQUITIES, INC
 733 THIRD AVENUE, SUITE #1524, NEW YORK, NY 10017
 Mailing Address: 733 THIRD AVENUE, SUITE #1524, NEW YORK, NY 10017
TESSERA CAPITAL PARTNERS, LLC
 421 PENBROOKE DRIVE, SUITE 12B, PENFIELD, NY 14526
TEXAKOMA FINANCIAL, INC.
 5601 GRANITE PARKWAY, SUITE 600, PLANO, TX 75024
TEXAS CORPORATE CAPITAL ADVISORS
 100 CRESCENT COURT, SUITE 700, DALLAS, TX 75201
TEXAS SECURITIES, INC.
 4024 NAZARENE, SUITE B, CARROLLTON, TX 75010
TFA SECURITIES, INC.
 400 CONTINENTAL BLVD., SUITE 320, EL SEGUNDO, CA 90245
TFG EQUITIES, INC.
 6111 BROKEN SOUND PARKWAY, NW, SUITE 150, BOCA RATON, FL 33487
 Mailing Address: 6111 BROKEN SOUND PARKWAY, SUITE 150, BOCA RATON, FL 33487
TFS DERIVATIVES LLC
 32 OLD SLIP 34TH FLOOR, NEW YORK, NY 10005
TFS SECURITIES, INC.
 437 NEWMAN SPRINGS ROAD, LINCROFT, NJ 07738
TGP SECURITIES, INC.
 6 GLENDALE ROAD, SUMMIT, NJ 07901
 Mailing Address: 6 GLENDALE ROAD, SUMMIT, NJ 07901
THALES CAPITAL PARTNERS LLC
 540 MADISON AVENUE, 4TH FLOOR, NEW YORK, NY 10022
THE BAKER GROUP, LP
 1601 NW EXPRESSWAY, SUITE 2000, OKLAHOMA CITY, OK 73118-1426
THE BANK STREET GROUP L.L.C.
 4 LANDMARK SQUARE, 3RD FL., STAMFORD, CT 06901
THE BENCHMARK COMPANY, LLC
 150 E 58TH STREET, 17TH FLOOR, NEW YORK, NY 10155
 Mailing Address: 150 E 58TH STREET, 17TH FLOOR, NEW YORK, NY 10155
THE BUCKINGHAM RESEARCH GROUP INCORPORATED
 750 THIRD AVENUE, 6TH FLOOR, NEW YORK, NY 10017
 Mailing Address: 750 THIRD AVENUE, NEW YORK, NY 10017
THE CAPITAL GROUP SECURITIES, INC.
 1220 PONTIAC AVENUE, STE 301, CRANSTON, RI 02920
 Mailing Address: 1220 PONTIAC AVENUE, SUITE 301, CRANSTON, RI 02920
THE CARNEY GROUP, INCORPORATED
 135 S.E. 5TH AVENUE, SUITE 202, DELRAY BEACH, FL 33483
THE CHAMPION GROUP, INC.
 4416 LOCKHILL SELMA RD, SHAVANO PARK, TX 78249
THE COURTNEY GROUP, LLC
 610 NEWPORT CENTER DRIVE, SUITE 330, NEWPORT BEACH, CA 92660
THE ENTERPRISE SECURITIES COMPANY
 30301 NORTHWESTERN HIGHWAY, SUITE 200, FARMINGTON HILLS, MI 48334
THE FIG GROUP, LLC
 3131 MCKINNEY AVE SUITE 600, DALLAS, TX 75204
THE FORBES SECURITIES GROUP LLC
 8480 E ORCHARD RD STE 2400, GREENWOOD VILLAGE, CO 80111
THE FRAZER LANIER COMPANY, INCORPORATED
 300 WATER STREET, MONTGOMERY, AL 36103
 Mailing Address: P.O. BOX 5190, MONTGOMERY, AL 36103
THE GARBACZ GROUP INC
 655 CRAIG ROAD, SUITE 104, ST. LOUIS, MO 63141
THE GLADOWSKY GROUP
 18 MANOR ROAD, SMITHTOWN, NY 11787
THE GMS GROUP, LLC
 5N REGENT STREET STE 513, LIVINGSTON, NJ 07039-9850
THE HINA GROUP, INC.
 ONE EMBARCADERO CENTER, SUITE 500, SAN FRANCISCO, CA 94111
 Mailing Address: 27660 CENTRAL DRIVE, LOS ALTOS HILLS, CA 94022
THE HUNTINGTON INVESTMENT COMPANY
 41 SOUTH HIGH STREET, 7TH FLOOR, COLUMBUS, OH 43287-6101
THE HUTCHISON COMPANY
 125 MONTROSE DRIVE, DURHAM, NC 27707
THE INVESTMENT CENTER, INC.
 1420 ROUTE 206 NORTH SUITE 210, BEDMINSTER, NJ 07921
 Mailing Address: 1420 ROUTE 206 NORTH, BOX 770, BEDMINSTER, NJ 07921
THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.
 30B VREELAND ROAD, STE 210, FLORHAM PARK, NJ 07932
THE KLEIN GROUP, LLC
 640 5TH AVENUE, 12TH FLOOR, NEW YORK, NY 10019
 Mailing Address: 640 5TH AVENUE, 12TH FLOOR, NEW YORK, NY 10019
THE LEADERS GROUP, INC.
 26 W. DRY CREEK CIRCLE, SUITE 800, LITTLETON, CO 80120-4475
 Mailing Address: 26 W. DRY CREEK CIRCLE, SUITE 800, LITTLETON, CO 80120-4475
THE LOGAN GROUP SECURITIES
 2150 DOUGLAS BLVD. SUITE 240, ROSEVILLE, CA 95661
 Mailing Address: P.O. BOX 2059, GRANITE BAY, CA 95746
THE M & A GROUP LLC
 900 IDS CENTER, 80 SOUTH 8TH STREET, MINNEAPOLIS, MN 55402
THE NEW PENFACS INC.
 337 TURNPIKE ROAD, SUITE 203, SOUTHBOROUGH, MA 01772
THE O.N. EQUITY SALES COMPANY
 10300 ALLIANCE RD., BLUE ASH, OH 45242
 Mailing Address: P.O. BOX 371, CINCINNATI, OH 45201-0371
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.
 701 XENIA AVE. SOUTH, SUITE 100, GOLDEN VALLEY, MN 55416-1089
THE ROCKWELL FINANCIAL GROUP, INC.
 240 W. OLD COUNTRY ROAD . SUITE 3, HICKSVILLE, NY 11801
THE SECURITIES GROUP, LLC
 6465 NORTH QUAIL HOLLOW ROAD, SUITE 400, MEMPHIS, TN 38120-1417
THE SILVERFERN GROUP, INC.
 599 LEXINGTON AVENUE, 47TH FLOOR, NEW YORK, NY 10022
THE SPARTAN GROUP
 16 N. MARENGO, SUITE #307, PASADENA, CA 91101
THE STRATEGIC ALLIANCE CORPORATION
 132 NORTH 1ST STREET, ALBEMARLE, NC 28001
 Mailing Address: POST OFFICE BOX 1517, ALBEMARLE, NC 28002
THE STRATEGIC FINANCIAL ALLIANCE, INC.
 2200 CENTURY PARKWAY, SUITE 500, ATLANTA, GA 30345
 Mailing Address: 2200 CENTURY PARKWAY, SUITE 500, ATLANTA, GA 30345
THE STURGES COMPANY
 8787 BAY COLONY DRIVE #1002, NAPLES, FL 34108
THE TAVENNER COMPANY
 4910 OLD MECHANICSBURG RD., SPRINGFIELD, OH 45502
THE TIDAL GROUP, INC.
 5501 MID CITIES PARKWAY, SUITE 100, SCHERTZ, TX 78154-2413
THE VALENCE GROUP, LLC
 90 PARK AVENUE, 27TH FLOOR, NEW YORK, NY 10016
THE VERTICAL GROUP
 417 FIFTH AVENUE, 6TH FLOOR, NEW YORK, NY 10016
THE WILLIAMS CAPITAL GROUP, L.P.
 650 FIFTH AVENUE, 9TH FLOOR, NEW YORK, NY 10019
THE WINDMILL GROUP, INC.
 253 ROUTE 202, SOMERS, NY 10589
 Mailing Address: P.O. BOX 295, SOMERS, NY 10589
THE WINNING EDGE FINANCIAL GROUP
 75 MADISON AVE., CLIFTON, NJ 07011-2716
THE YALE GROUP, INC.
 725 NEWPORT STREET, DENVER, CO 80220
THEMIS TRADING LLC
 10 TOWN SQUARE, SUITE 100, CHATHAM, NJ 07928
THIRD PARTY TRADE LLC
 107 SE WASHINGTON STREET, SUITE 210, PORTLAND, OR 97214
THIRD SEVEN CAPITAL LLC
 444 MADISON AVE., SUITE 8500, NEW YORK, NY 10022
 Mailing Address: 444 MADISON AVE, SUITE 8500, NEW YORK, NY 10022
THOMAS CAPITAL GROUP, INC.
 4221 HARBORVIEW DRIVE, SUITE 200, GIG HARBOR, WA 98332
THOMAS P. REYNOLDS SECURITIES LTD.
 106 WEST 32ND STREET – THE YARD, SUITE 179, NEW YORK, NY 10001
THOMASLLOYD CAPITAL LLC
 427 BEDFORD ROAD, PLEASANTVILLE, NY 10570
THOMPSON DAVIS & CO., INC.
 15 SOUTH 5TH STREET, RICHMOND, VA 23219
 Mailing Address: PO BOX 1854, RICHMOND, VA 23218
THORNBURG SECURITIES CORPORATION
 2300 NORTH RIDGETOP ROAD, SANTA FE, NM 87506
THORNHILL SECURITIES, INC.
 336 SOUTH CONGRESS AVE. STE. 200, AUSTIN, TX 78704
THORNTON FARISH INC.
 3500 EASTERN BLVD, SUITE 210, MONTGOMERY, AL 36116-1781
THOROUGHBRED FINANCIAL SERVICES, LLC
 5110 MARYLAND WAY, SUITE 300, BRENTWOOD, TN 37027
THRASHER & CHAMBERS, INC.
 1001 SE 28TH STREET, SUITE 1, BENTONVILLE, AR 72712-6706
THREADMARK LP
 300 PARK AVENUE, 12TH FLOOR, NEW YORK, NY 10022
THREADSTONE ADVISORS, LLC
 477 MADISON AVE., 24TH FLOOR, NEW YORK, NY 10022
THREE OCEAN SECURITIES LLC
 551 FIFTH AVENUE, SUITE 3800, NEW YORK, NY 10176
 Mailing Address: 551 FIFTH AVENUE, SUITE 3800, NEW YORK, NY 10176
THRIVENT DISTRIBUTORS, LLC
 625 FOURTH AVENUE SOUTH, MINNEAPOLIS, MN 55415-1665
THRIVENT INVESTMENT MANAGEMENT INC.
 625 FOURTH AVENUE SOUTH, MINNEAPOLIS, MN 55415-1665
THURSTON SPRINGER FINANCIAL
 9000 KEYSTONE CROSSING, SUITE 740, INDIANAPOLIS, IN 46240-2142
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
 730 THIRD AVENUE, NEW YORK, NY 10017-3206
 Mailing Address: 8500 ANDREW CARNEGIE BOULEVARD, MAIL STOP SSC/C2/08, CHARLOTTE, NC 28262-8500
TIGERRISK CAPITAL MARKETS & ADVISORY
 1350 AVENUE OF THE AMERICAS, SUITE 3005, NEW YORK, NY 10019
TIGRESS FINANCIAL PARTNERS, LLC
 40 WALL STREET, 30TH FLOOR, NEW YORK, NY 10005
TIMBER HILL LLC
 ONE PICKWICK PLAZA, SUITE 200, GREENWICH, CT 06830
TIME EQUITIES SECURITIES LLC
 55 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10003
 Mailing Address: 55 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10003
TIMECAPITAL SECURITIES CORPORATION
 ONE ROOSEVELT AVENUE, PORT JEFFERSON STATION, NY 11776-3336
TIMOTHY PARTNERS, LTD.
 1055 MAITLAND CENTER COMMONS, MAITLAND, FL 32751
TITAN SECURITIES
 16775 ADDISON ROAD, SUITE 202, ADDISON, TX 75001-0000
TITLEIST ASSET MANAGEMENT, LTD.
 777 E. SONTERRA BOULEVARD SUITE 330, SAN ANTONIO, TX 78258
TITUS ROCKEFELLER, LLC
 181 POST ROAD WEST, WESTPORT, CT 06880
TJM INVESTMENTS, LLC
 318 W. ADAMS STREET 9TH FLOOR, CHICAGO, IL 60606
TLG LENOX, LLC
 3384 PEACHTREE ROAD NE, SUITE 300, ATLANTA, GA 30326
TLS FINANCIAL SERVICES, INC.
 920 PROVIDENCE RD, SUITE 203, TOWSON, MD 21286-2977
TM CAPITAL CORP.
 641 LEXINGTON AVENUE, 30TH FLOOR, NEW YORK, NY 10022
TMC BONDS L.L.C.
 850 3RD AVENUE 9TH FLOOR, NEW YORK, NY 10022
TMR BAYHEAD SECURITIES, LLC
 75 VASSAR ROAD, POUGHKEEPSIE, NY 12603
TNCP, LLC
 9 WEST BROAD STREET, SUITE 510, STAMFORD, CT 06902
TOBIN & COMPANY SECURITIES LLC
 112 SOUTH TRYON STREET, SUITE 1760, CHARLOTTE, NC 28284
TOCQUEVILLE SECURITIES L.P.
 40 WEST 57TH STREET, 19TH FLOOR, NEW YORK, NY 10019
TONTINE INVESTMENT GROUP, LLC
 14 SCOTT AVE., SELDEN, NY 11784
TOP CAPITAL ADVISORS, INC.
 3620 KENSLEY DRIVE, INGLEWOOD, CA 90305-2232
 Mailing Address: 3620 KENSLEY DRIVE, INGLEWOOD, CA 90305
TOPCAP PARTNERS, INC.
 63 MAIN STREET, SUITE 202, SOUTHAMPTON, NY 11968
TOR BROKERAGE LLC
 9019 OLD RIVER ROAD, 2ND FLOOR, NORTH BERGEN, NJ 07047
TORA TRADING SERVICES, LLC
 1440 CHAPIN AVENUE, SUITE 205, BURLINGAME, CA 94010
TORCH PARTNERS CORPORATE FINANCE INC
 33 CAVENDISH SQUARE, LONDON, W1G 0PW UK
TORCH SECURITIES, LLC
 4006 AUSTIN MEADOW DRIVE, SUGAR LAND, TX 77479
TORINO CAPITAL LLC
 800 3RD AVENUE, 37TH FLOOR, NEW YORK, NY 10022
TORREYA CAPITAL, LLC
 555 MADISON AVENUE, SUITE 1201, NEW YORK, NY 10022
TORTOISE SECURITIES, LLC
 11550 ASH STREET, SUITE 300, LEAWOOD, KS 66211
TOUCHSTONE SECURITIES, INC.
 303 BROADWAY, SUITE 1100, CINCINNATI, OH 45202
TOURMALINE PARTNERS, LLC
 680 WASHINGTON BLVD., 10TH FLOOR, STAMFORD, CT 06901
TOUSSAINT CAPITAL PARTNERS, LLC
 13 BROADWAY, SUITE 2, FREEHOLD, NJ 07728
TOWERBROOK FINANCIAL, L.P.
 PARK AVENUE TOWER, 65 EAST 55TH STREET, 27TH FLOOR, NEW YORK, NY 10022
TOYOTA FINANCIAL SERVICES SECURITIES USA CORPORATION
 6565 HEADQUARTERS DRIVE, W2-3A-3D, PLANO, TX 75024
TPEG SECURITIES, LLC
 925 S. KIMBALL AVE. STE. 100, SOUTHLAKE, TX 76092
 Mailing Address: 925 S. KIMBALL AVE. STE. 100, SOUTHLAKE, TX 76092
TPG CAPITAL BD, LLC
 301 COMMERCE STREET, STE 3300, FORT WORTH, TX 76102
TRADE INFORMATICS LLC
 2700 WESTCHESTER AVENUE, SUITE 109, PURCHASE, NY 10577
TRADE MANAGE CAPITAL, INC.
 299 MARKET STREET, SADDLE BROOK, NJ 07663
TRADE-PMR INC.
 2511 NW 41ST STREET, GAINESVILLE, FL 32606
 Mailing Address: P.O. BOX 358230, GAINESVILLE, FL 32635-8230
TRADELINK SECURITIES, LLC
 NEW WORLD TOWER, 100 N. BISCAYNE BLVD SUITE 3000, MIAMI, FL 33132
TRADERFIELD SECURITIES INC.
 260 CHRISTOPHER LANE STE 103-B, STATEN ISLAND, NY 10314
TRADESPOT MARKETS INC.
 5400 S UNIVERSITY DRIVE, STE 206 A, DAVIE, FL 33328
TRADESTATION SECURITIES, INC.
 8050 SW 10TH STREET, SUITE 2000, PLANTATION, FL 33324
 Mailing Address: 8050 SW 10TH STREET, SUITE 2000, PLANTATION, FL 33324
TRADEWEB DIRECT LLC
 1177 AVENUE OF THE AMERICAS, FLOOR 32, NEW YORK, NY 10036
TRADEWEB L.L.C
 1177 AVENUE OF THE AMERICAS, NEW YORK, NY 10036
TRADEWORX SECURITIES LLC
 151 BODMAN PLACE, SUITE 301, RED BANK, NJ 07701
 Mailing Address: 25 CALHOUN STREET, SUITE 320, CHARLESTON, SC 29401
TRADIER BROKERAGE, INC.
 11016 RUSHMORE DR., SUITE 350, CHARLOTTE, NC 28277
 Mailing Address: PO BOX 49056, CHARLOTTE, NC 28277
TRADINGBLOCK
 311 S. WACKER DR., STE 650, CHICAGO, IL 60606
TRADINGSCREEN BROKERAGE SERVICES LLC
 ONE PENN PLAZA, 49TH FLOOR, NEW YORK, NY 10019
TRADITION SECURITIES AND DERIVATIVES INC.
 255 GREENWICH STREET, 4TH FLOOR, NEW YORK, NY 10007
 Mailing Address: 255 GREENWICH STREET, 4TH FLOOR, NEW YORK, NY 10007
TRANSACT CAPITAL SECURITIES, LLC
 4991 LAKE BROOK DR., SUITE 150, GLEN ALLEN, VA 23060
TRANSACTIONDRIVERS LLC
 1000 MANNING AVENUE, LOS ANGELES, CA 90024
TRANSAM SECURITIES, INC.
 1111 DOUGLAS AVENUE, ALTAMONTE SPRINGS, FL 32714
TRANSAMERICA CAPITAL, INC.
 1801 CALIFORNIA ST., SUITE 5200, DENVER, CO 80202
TRANSAMERICA FINANCIAL ADVISORS, INC
 570 CARILLON PARKWAY, ST. PETERSBURG, FL 33716-1202
 Mailing Address: 6400 C ST SW, CEDAR RAPIDS, IA 52499-0001
TRANSAMERICA INVESTORS SECURITIES CORPORATION
 440 MAMARONECK AVENUE, HARRISON, NY 10528
TRANSNATIONAL CAPITAL CORP.
 420 LEXINGTON AVENUE, SUITE 300, NEW YORK, NY 10170
TRANSPACIFIC GROUP LLC
 485 MADISON AVENUE, SUITE 1500, NEW YORK, NY 10022
TRANSWESTERN CAPITAL MARKETS, LLC
 155 S. MADISON STREET, SUITE 210, DENVER, CO 80209
TRC MARKETS LLC
 710 JOHNNIE DODDS BLVD., SUITE 300, MT. PLEASANT, SC 29464
TREASURE FINANCIAL CORP.
 777 S. CENTRAL EXPRESSWAY, SUITE 101, RICHARDSON, TX 75080
TREASURY BROKERAGE
 648 MENLO AVENUE, SUITE 2, MENLO PARK, CA 94025
TREECE FINANCIAL SERVICES CORP.
 6800 W. CENTRAL AV. UNIT G., TOLEDO, OH 43617-1112
 Mailing Address: 6800 W. CENTRAL AV. UNIT G, TOLEDO, OH 43617-1112
TRESTLE POINT, LLC
 1350 CONCOURSE AVENUE, APT. 957, MEMPHIS, TN 38104
TRG ADVISORS, INC.
 6500 SHERIDAN DR., STE 110, AMHERST, NY 14221
TRIAD ADVISORS LLC
 5155 PEACHTREE PARKWAY, SUITE 3220, NORCROSS, GA 30092
TRIAD SECURITIES CORP
 111 BROADWAY 11TH FLOOR, NEW YORK, NY 10006-9401
TRIAGO
 499 PARK AVENUE, SUITE 2001, NEW YORK, NY 10022
 Mailing Address: 499 PARK AVE, FL 20, NEW YORK, NY 10022-1231
TRIANGLE SECURITIES, LLC
 1301 ANNAPOLIS DRIVE, RALEIGH, NC 27608
TRIBAL CAPITAL MARKETS, LLC
 42 BROADWAY, 3RD FLOOR, NEW YORK, NY 10004
TRIDENT PARTNERS LTD.
 181 CROSSWAYS PARK DRIVE, WOODBURY, NY 11797
TRILOMA SECURITIES, LLC
 201 NORTH NEW YORK AVENUE, SUITE 200, WINTER PARK, FL 32789
TRINITY WEALTH SECURITIES, L.L.C.
 132 W. WASHINGTON AVE – SUITE 200, ST. LOUIS, MO 63122
TRIPLE A PARTNERS LLC
 2032 ARMACOST AVE., LOS ANGELES, CA 90025
TRIPLETREE, LLC
 3600 MINNESOTA DRIVE, SUITE 200, EDINA, MN 55435
TRIPOINT GLOBAL EQUITIES, LLC
 1450 BROADWAY, 26TH FL, NEW YORK, NY 10018
TRITAURIAN CAPITAL, INCORPORATED
 261 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10016
TRITON PACIFIC CAPITAL, LLC
 11900 WEST OLYMPIC BLVD., SUITE 720, LOS ANGELES, CA 90064
TRITON PACIFIC SECURITIES, LLC
 32451 GOLDEN LANTERN, SUITE 304, LAGUNA NIGUEL, CA 92677
 Mailing Address: 10800 MIDLOTHIAN TURNPIKE, SUITE 128, RICHMOND, VA 23235
TRITOWER REAL ESTATE CAPITAL, LLC
 60 STATE STREET, SUITE 2250, BOSTON, MA 02109
TRIUMPH GLOBAL SECURITIES, LTD.
 45 ROCKEFELLER PLAZA, PMB 16, 20TH FLOOR, NEW YORK, NY 10111
TROUT CAPITAL LLC
 740 BROADWAY, SUITE 903, NEW YORK, NY 10003
TRUBEE, COLLINS & CO., INC.
 1350 ONE M&T PLAZA, FAX # 716-849-0144, BUFFALO, NY 14203-2396
 Mailing Address: 1350 ONE M&T PLAZA, BUFFALO, NY 14203-2396
TRUMID FINANCIAL LLC
 5 BRYANT PARK, 8TH FLOOR, NEW YORK, NY 10018
TRUSTCORE INVESTMENTS LLC
 5314 MARYLAND WAY, SUITE 300, BRENTWOOD, TN 37027
TRUSTFIRST
 265 BROOKVIEW CENTRE WAY, SUITE 504, KNOXVILLE, TN 37919
TRUSTMONT FINANCIAL GROUP, INC.
 SCENIC DRIVE PROFESSIONAL CENTER, 200 BRUSH RUN ROAD, SUITE A, GREENSBURG, PA 15601
 Mailing Address: SCENIC DRIVE PROFESSIONAL CENTER, 200 BRUSH RUN ROAD, SUITE A, GREENSBURG, PA 15601
TSSP BD, LLC
 301 COMMERCE STREET, SUITE 3300, FORT WORTH, TX 76102
TTBD, LLC
 222 SOUTH RIVERSIDE PLAZA, SUITE 1100, CHICAGO, IL 60606
 Mailing Address: 222 SOUTH RIVERSIDE PLAZA, SUITE 1100, CHICAGO, IL 60606
TUDOR PICKERING HOLT & CO ADVISORS LP
 1111 BAGBY SUITE 5100, HOUSTON, TX 77002
TUDOR SECURITIES, LLC
 601 BRICKELL KEY DRIVE, SUITE 700, MIAMI, FL 33131
TUDOR, PICKERING, HOLT & CO. SECURITIES, INC.
 1111 BAGBY, SUITE 4900, HOUSTON, TX 77002
 Mailing Address: 1111 BAGBY, SUITE 5000, HOUSTON, TX 77002
TULLETT PREBON FINANCIAL SERVICES LLC
 101 HUDSON STREET, JERSEY CITY, NJ 07302
TULLY & HOLLAND, INCORPORATED
 535 BOYLSTON STREET, 7TH FLOOR, BOSTON, MA 02116
TUOHY BROTHERS INVESTMENT RESEARCH, INC.
 575 MADISON AVENUE, NEW YORK, NY 10022
TUXEDO CAPITAL PARTNERS, LLC
 3600 TUXEDO ROAD NW, ATLANTA, GA 30305
TWENTY-FIRST SECURITIES CORPORATION
 780 THIRD AVENUE – 24TH FLOOR, NEW YORK, NY 10017
TWG SECURITIES, INC.
 175 W. JACKSON BLVD., 8TH FLOOR, CHICAGO, IL 60604
 Mailing Address: 175 W JACKSON BLVD., 8TH FLOOR, CHICAGO, IL 60604
TWO SIGMA SECURITIES, LLC
 101 AVENUE OF THE AMERICAS, 19TH FLOOR, NEW YORK, NY 10013
 Mailing Address: 101 AVENUE OF THE AMERICAS, 19TH FLOOR, NEW YORK, NY 10013
TYKHE SECURITIES, LLC
 69 MOUNT VERNON STREET, BOSTON, MA 02108

