Source: https://www.finra.org/about/firms-we-regulate
Updated: 4/17/18
FINRA Member Firms P
# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z
P & M CORPORATE FINANCE, LLC
TWO TOWNE SQUARE, SUITE 425, SOUTHFIELD, MI 48076
P G BOOLE, LLC
18 NORTH MAIN STREET, SUITE 115, SHERBORN, MA 01770
Mailing Address: 30 PEDERZINI DRIVE, MEDFIELD, MA 02052
P. A. N. SECURITIES, LP
99 PARK AVENUE, 16TH FLOOR, NEW YORK, NY 10016
P. R. HERZIG & CO. INC.
4 EXPRESSWAY PLAZA, SUITE 220, ROSLYN HEIGHTS, NY 11577
Mailing Address: 1 EXPRESSWAY PLAZA, SUITE 200, ROSLYN HEIGHTS, NY 11577
P.J. ROBB VARIABLE CORPORATION
6075 POPLAR AVE, SUITE 400, MEMPHIS, TN 38119
PACER FINANCIAL, INC.
16 INDUSTRIAL BLVD, SUITE 201, PAOLI, PA 19301
PACES BATTLE GROUP, INC.
6445 SHILOH RD, SUITE D, OFFICE 7, ALPHARETTA, GA 30005
Mailing Address: 6445 SHILOH RD, SUITE D, ALPHARETTA, GA 30005
PACIFIC ALLIANCE ASSOCIATES LLC
350 PARK AVENUE, 13TH FLOOR, NEW YORK, NY 10022
PACIFIC CURRENT GROUP
3300 EAST 1ST AVENUE, SUITE 610, DENVER, CO 80206
Mailing Address: 2323 NORTH 30TH STREET, SUITE 201, TACOMA, WA 98403
PACIFIC FINANCIAL ASSOCIATES, INC.
8409 N. MILITARY TRAIL, SUITE 119, PALM BEACH GARDENS, FL 33410
PACIFIC GLOBAL FUND DISTRIBUTORS, INC.
101 N. BRAND BLVD., SUITE 1950, GLENDALE, CA 91203
PACIFIC INVESTMENT SECURITIES CORP.
01837 SW PALATINE HILL RD, PORTLAND, OR 97219
Mailing Address: PO BOX 946, LAKE OSWEGO, OR 97034
PACIFIC POINT SECURITIES, LLC
2300 E. KATELLA, SUITE 275, ANAHEIM, CA 92806-6047
PACIFIC SELECT DISTRIBUTORS, LLC
700 NEWPORT CENTER DRIVE, NEWPORT BEACH, CA 92660-6397
PACKERLAND BROKERAGE SERVICES, INC.
432 SECURITY BLVD., GREEN BAY, WI 54313
PACTOLUS SECURITIES, LLC
6862 ELM STREET, SUITE 620, MCLEAN, VA 22101
PAF SECURITIES, LLC
601 BRICKELL KEY DRIVE, SUITE 604, MIAMI, FL 33131
PAINTER, SMITH AND AMBERG INC.
1200 CALIFORNIA STREET, SUITE 220, REDLANDS, CA 92374
PALADIN MARKET ADVISORS, LLC
90 BROAD STREET, 2ND FLOOR, NEW YORK, NY 10004
PALAFOX TRADING LLC
131 SOUTH DEARBORN STREET, 32ND FLOOR, CHICAGO, IL 60603
PALICO LLC
200 PARK AVENUE, SUITE 1700, NEW YORK, NY 10166
PALLADIUM CAPITAL ADVISORS, LLC
10 ROCKEFELLER PLAZA, SUITE 909, NEW YORK, NY 10020
PALM BEACH SECURITIES, LLC
11770 US HIGHWAY 1, SUITE 600, NORTH PALM BEACH, FL 33408
Mailing Address: 11770 US HIGHWAY 1, SUITE 600, NORTH PALM BEACH, FL 33408
PALMETTO ADVISORY GROUP
210 YELLOWTHROAT LANE, KIAWAH ISLAND, SC 29455
PALMIERI, ANGNARDO & CO., INC.
401 BUTTERCUP CREEK BLVD, UNIT 202, CEDAR PARK, TX 78613
PANAMERICAN CAPITAL SECURITIES LLC
745 5TH AVENUE, SUITE 1406, NEW YORK, NY 10151
PANMURE GORDON SECURITIES LIMITED
ONE NEW CHANGE, LONDON, EC4M 9AF UNITED KINGDOM
PANTHEON SECURITIES, LLC
1095 AVENUE OF THE AMERICAS, 24TH FLOOR, NEW YORK, NY 10036
PAPAMARKOU WELLNER & CO., INC.
430 PARK AVENUE, 17TH FLOOR, NEW YORK, NY 10022
PARADIGM CAPITAL U.S. INC.
95 WELLINGTON STREET WEST – SUITE 2101, TORONTO ONTARIO, M5J 2N7 CANADA
Mailing Address: 95 WELLINGTON STREET WEST-SUITE 2101, TORONTO ONTARIO, M5J 2N7 CANADA
PARADIGM EQUITIES, INC.
1216 KENDALE BLVD, EAST LANSING, MI 48823
Mailing Address: 1216 KENDALE BOULEVARD, PO BOX 2501, EAST LANSING, MI 48826
PARAMAX SECURITIES, LLC
333 INTERNATIONAL DRIVE, SUITE A, WILLIAMSVILLE, NY 14221
PARCHMAN, VAUGHAN & COMPANY, L.L.C.
1040 PARK AVENUE, SUITE 120, BALTIMORE, MD 21201
PARETO SECURITIES INC.
150 EAST 52ND STREET, 29TH FLOOR, NEW YORK, NY 10022
PARITER SECURITIES, LLC
243 CARRETERA #2, GUAYNABO, PR 00966
Mailing Address: P.O. BOX 11852, SAN JUAN, PR 00922
PARK AVENUE SECURITIES LLC
7 HANOVER SQUARE, H4C, NEW YORK, NY 10004
PARK CITY CAPITAL, INC.
261 OLD YORK RD # 823A, JENKINTOWN (MONTGOMERY), PA 19046
Mailing Address: 261 OLD YORK RD #823 A, JENKINTOWN (MONTGOMERY), PA 19046
PARK HILL GROUP LLC
280 PARK AVENUE, NEW YORK, NY 10017
Mailing Address: 280 PARK AVENUE, NEW YORK, NY 10017
PARK MADISON PARTNERS LLC
200 HARBOR RD., PORT WASHINGTON, NY 11050
PARK SUTTON ADVISORS, LLC
295 MADISON AVENUE, SUITE 725, NEW YORK, NY 10017
PARKLAND SECURITIES, LLC
300 PARKLAND PLAZA, ANN ARBOR, MI 48103
PARKMAN WHALING SECURITIES LLC
600 TRAVIS STREET, SUITE 600, HOUSTON, TX 77002
PARNASSUS FUNDS DISTRIBUTOR
1 MARKET STREET, SUITE #1600, SAN FRANCISCO, CA 94105
PARSONEX CAPITAL MARKETS
8310 S. VALLEY HIGHWAY, STE 110, ENGLEWOOD, CO 80112
PARSONEX SECURITIES, INC.
8310 S. VALLEY HIGHWAY, SUITE 110, ENGLEWOOD, CO 80112
PARTNER CAPITAL GROUP, LLC
2 GREENWICH OFFICE PARK, SUITE 300, GREENWICH, CT 06831
PARTNERSHIP CAPITAL GROWTH, LLC
25 ALPINE AVE., LOS GATOS, CA 95030
Mailing Address: PO BOX 7, LOS GATOS, CA 95031
PAS CAPITAL, LLC
150 N. MICHIGAN AVENUE, 28TH FLOOR, CHICAGO, IL 60601
PASSCO CAPITAL, INC.
2050 MAIN STREET, SUITE 650, IRVINE, CA 92614
Mailing Address: 2050 MAIIN STREET, SUITE 650, IRVINE, CA 92614
PATRICK CAPITAL MARKETS, LLC
7401 WATSON ROAD, SUITE 88, ST LOUIS, MO 63119
PAULSON INVESTMENT COMPANY LLC
2141 W. NORTH AVE., 2ND FLOOR, CHICAGO, IL 60647
PAVILION GLOBAL MARKETS LTD.
1250 BOUL. RENE-LEVESQUE W – SUITE 4025, MONTREAL QUEBEC, H3B 4W8 CANADA
Mailing Address: 1250 BOUL. RENE-LEVESQUE, W SUITE 4025, MONTREAL QUEBEC, H3B 4W8 CANADA
PAYCHEX SECURITIES CORPORATION
225 KENNETH DRIVE, SUITE 100, ROCHESTER, NY 14623
PAYDEN & RYGEL DISTRIBUTORS
333 SOUTH GRAND AVE, 32ND FL., LOS ANGELES, CA 90071-1536
Mailing Address: 333 SOUTH GRAND AVE., 32ND FL., LOS ANGELES, CA 90071-1536
PCA CAPITAL SECURITIES, LLC
399 PARK AVENUE, 37TH FLOOR, NEW YORK, NY 10022
PCE INVESTMENT BANKERS, INC.
200 E. NEW ENGLAND AVENUE, SUITE 400, WINTER PARK, FL 32789
PCS SECURITIES, INC.
19020 88TH AVE W, EDMONDS, WA 98026
PEAK BROKERAGE SERVICES, LLC
11770 US HIGHWAY ONE, SUITE 205 E, PALM BEACH GARDENS, FL 33408
PEAK6 MARKETS LLC
141 WEST JACKSON BLVD. SUITE 500, CHICAGO, IL 60604
PEAKSTONE SECURITIES, LLC
445 N WELLS ST., SUITE 404, CHICAGO, IL 60654
PEEL HUNT INC.
LEVEL 2, MOOR HOUSE, 120 LONDON WALL, LONDON, EC2Y 5ET UNITED KINGDOM
PENATES GROUP, INC.
6900 E PRINCESS #2132, PHOENIX, AZ 85254
Mailing Address: 528 PALISADES DR #719, PACIFIC PALISADES, CA 90272
PENROD FINANCIAL GROUP
574 STATE HIGHWAY 248, BRANSON, MO 65616
Mailing Address: P.O. BOX 220, BRANSON, MO 65615
PENSERRA SECURITIES, LLC
4 ORINDA WAY, SUITE 100-A, ORINDA, CA 94563
PENSION DYNAMICS SECURITIES CORPORATION
2300 CONTRA COSTA BLVD, SUITE 400, PLEASANT HILL, CA 94523-3955
PENSION FUND EVALUATIONS, INC.
2450 MIDDLE COUNTRY ROAD, SUITE 102 & 103, CENTEREACH, NY 11720
PENSIONMARK SECURITIES, LLC
24 EAST COTA STREET, SANTA BARBARA, CA 93101
PENTALPHA CAPITAL, LLC
2 GREENWICH OFFICE PARK, GREENWICH, CT 06831
Mailing Address: P.O. BOX 4839, GREENWICH, CT 06831
PENTEGRA DISTRIBUTORS INC.
701 WESTCHESTER AVENUE, SUITE 320E, WHITE PLAINS, NY 10604
PEOPLE’S SECURITIES, INC.
850 MAIN STREET, BRIDGEPORT, CT 06601-0031
Mailing Address: P.O. BOX 31, BRIDGEPORT, CT 06601-0031
PERCIVAL FINANCIAL PARTNERS, LTD.
2 VILLAGE SQ., SUITE 252, BALTIMORE, MD 21210
PERELLA WEINBERG PARTNERS LP
767 FIFTH AVENUE, NEW YORK, NY 10153
PERFORMANCE TRUST CAPITAL PARTNERS, LLC
500 W. MADISON, SUITE 450, CHICAGO, IL 60661
PERICULUM ADVISORS, LLC
4 CENTER GREEN, SUITE 200, CARMEL, IN 46032
PERIGEE SECURITIES LP
1605 MAIN STREET, SUITE 709, SARASOTA, FL 34236
PERKINS FUND MARKETING, L.L.C.
107 JOHN STREET, SOUTHPORT, CT 06890
PERRYMAN SECURITIES, INC.
12221 MERIT DRIVE – SUITE 1660, DALLAS, TX 75251
PERSHING ADVISOR SOLUTIONS LLC
ONE PERSHING PLAZA, 4TH FLOOR, JERSEY CITY, NJ 07399
Mailing Address: ONE PERSHING PLAZA, 10TH FLOOR, JERSEY CITY, NJ 07399
PERSHING LLC
ONE PERSHING PLAZA, JERSEY CITY, NJ 07399
Mailing Address: ONE PERSHING PLAZA, 10TH FLOOR, JERSEY CITY, NJ 07399
PERTH ADVISORS LLC
120 5TH AVENUE, 6TH FLOOR, NEW YORK, NY 10011
PETER ELISH INVESTMENTS SECURITIES
1600 PENNSYLVANIA AVE., MCDONOUGH, GA 30253
PETER MANCUSO & CO L.P.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005
PETER R. MACK & CO., INC.
26 WELLS HILL ROAD, WESTON, CT 06883
PETERS & CO. EQUITIES INC.
2300 JAMIESON PLACE, 308 FOURTH AVENUE SW, CALGARY, AB, T2P 0H7 CANADA
PETERSEN INVESTMENTS, INC.
1959 HWY 34, SECOND FLOOR, WALL, NJ 07719
Mailing Address: 1959 HWY 34, WALL, NJ 07719
PETRIE PARTNERS SECURITIES, LLC
1700 LINCOLN STREET, SUITE 3900, DENVER, CO 80203
PETRO CAPITAL SECURITIES, LLC
3710 RAWLINS STREET, SUITE 1000, DALLAS, TX 75219
PETROGROWTH ENERGY ADVISORS, L.L.C.
102 DECKER COURT, SUITE 204, IRVING, TX 75062
PETSKY PRUNIER SECURITIES, LLC
60 BROAD STREET, 38TH FLOOR, NEW YORK, NY 10004
PFA SECURITY ASSET MANAGEMENT, INC.
704 LISBURN ROAD, SUITE 102, CAMP HILL, PA 17011
PFLUEGER & BAERWALD INC.
220 SANSOME STREET, SUITE 1090, SAN FRANCISCO, CA 94104-2725
PFM FUND DISTRIBUTORS, INC.
213 MARKET STREET, HARRISBURG, PA 17101
Mailing Address: 213 MARKET STREET, HARRISBRUG, PA 17101
PFS INVESTMENTS INC.
1 PRIMERICA PARKWAY, DULUTH, GA 30099-0001
PGP CAPITAL ADVISORS, LLC
900 W. OLYMPIC BLVD., SUITE 28C, LOS ANGELES, CA 90015
PH PARTNERS, LLC
1636 MOUNT LARSON RD, SUITE 108, AUSTIN, TX 78209
PHARUS SECURITIES, LLC
551 5TH AVENUE, SUITE 1125, NEW YORK, NY 10176
Mailing Address: 551 5TH AVENUE, SUITE 1125, NEW YORK, NY 10176
PHILADELPHIA INVESTORS, LTD.
1528 WALNUT STREET – SUITE 510, PHILADELPHIA, PA 19102
PHILIP J. GREENBLATT SECURITIES LTD
1955 RAYMOND DRIVE – SUITE 111, NORTHBROOK, IL 60062
PHILLIPCAPITAL
141 W. JACKSON, SUITE 3050, CHICAGO, IL 60604-2653
PHILLIPS & COMPANY
1300 SW FIFTH AVE, SUITE 2100, PORTLAND, OR 97201
PHILOSMITH SECURITIES LLC
SIX LANDMARK SQUARE, STAMFORD, CT 06901
PHILPOTT BALL & WERNER, LLC
11325 NORTH COMMUNITY HOUSE ROAD, SUITE 430, CHARLOTTE, NC 28277
PHX FINANCIAL, INC.
100 WALL STREET, FLOOR 10, NEW YORK, NY 10005
PI FINANCIAL (US) CORP.
1900-666 BURRARD STREET, VANCOUVER, V6C 3N1 BC
PICKWICK CAPITAL PARTNERS, LLC
445 HAMILTON AVENUE, SUITE 1102, WHITE PLAINS, NY 10601
PICTET OVERSEAS INC.
1000 DE LA GAUCHETIERE WEST, SUITE 3100, MONTREAL, QC, H3B 4W5 CANADA
PIEDMONT SECURITIES LLC
215 SOUTH MAIN STREET, SUITE 304, DAVIDSON, NC 28036
Mailing Address: P. O. BOX 2060, DAVIDSON, NC 28036
PIMCO INVESTMENTS LLC
1633 BROADWAY, 45TH FLOOR, NEW YORK, NY 10019
PINEBRIDGE SECURITIES LLC
399 PARK AVENUE, 4TH FLOOR, NEW YORK, NY 10022
PINNACLE EQUITY MANAGEMENT, LLC
7401 WATSON ROAD, SUITE 90, ST. LOUIS, MO 63119
PINNACLE INVESTMENTS, LLC
507 PLUM STREET, SUITE 120, SYRACUSE, NY 13204
PIPER JAFFRAY & CO.
800 NICOLLET MALL, MINNEAPOLIS, MN 55402-7020
Mailing Address: 800 NICOLLET MALL, SUITE 1000, MINNEAPOLIS, MN 55402-7020
PJ SOLOMON SECURITIES, LLC
1345 AVENUE OF THE AMERICAS, 31ST FLOOR, NEW YORK, NY 10105
PJT PARTNERS LP
280 PARK AVENUE, 15TH FLOOR, NEW YORK, NY 10017
PLACE TRADE FINANCIAL, INC.
6501 NEW MARKET WAY, RALEIGH, NC 27615
PLAN B INVESTMENTS, INC.
4512 N CLYBOURN AVE, SUITE 100, BURBANK, CA 91505
Mailing Address: PO BOX 2639, TOLUCA LAKE, CA 91610-0639
PLANMEMBER SECURITIES CORPORATION
6187 CARPINTERIA AVENUE, CARPINTERIA, CA 93013-2060
PLANNED FINANCIAL PROGRAMS, INC.
734 WALT WHITMAN ROAD, MELVILLE, NY 11747-2216
PLANNED INVESTMENT CO., INC.
9265 COUNSELORS ROW, SUITE 150, INDIANAPOLIS, IN 46240
PLANNER SECURITIES LLC
150 E. 52ND STREET, 7TH FLOOR, NEW YORK, NY 10022
PLANNERS FINANCIAL SERVICES, INC.
1210 NORTHLAND DRIVE. SUITE 190, MENDOTA HEIGHTS, MN 55120
Mailing Address: 1210 NORTHLAND DRIVE, SUITE 190, MENDOTA HEIGHTS, MN 55120
PLANTE MORAN INSURANCE AGENCY
27400 NORTHWESTERN HIGHWAY, SOUTHFIELD, MI 48034
Mailing Address: PO BOX 307, SOUTHFIELD, MI 48037-0307
PLEXUS ENERGY CAPITAL, LLC
1775 SHERMAN STREET, SUITE 2400, DENVER, CO 80203
PLEXUS FINANCIAL SERVICES, LLC
21805 FIELD PARKWAY, SUITE 300, DEER PARK, IL 60010
PLURIS CAPITAL GROUP, INC.
204 E 3RD STREET, BROOKLYN, NY 11218
PLUS SECURITIES LLC
1251 AVENUE OF THE AMERICAS, 50TH FLOOR, NEW YORK, NY 10020
PM SECURITIES, LLC DBA PHOENIX CAPITAL RESOURCES
110 COMMONS COURT, CHADDS FORD, PA 19317
PMA SECURITIES, INC.
2135 CITYGATE LANE, 7TH FLOOR, NAPERVILLE, IL 60563
Mailing Address: 2135 CITYGATE LANE, 7TH FLOOR, NAPERVILLE, IL 60563
PNC CAPITAL MARKETS LLC
300 5TH AVENUE, FIFTH FLOOR, PITTSBURGH, PA 15222
PNC FUNDS DISTRIBUTOR, LLC
3 CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: 3 CANAL PLAZA, 3RD, PORTLAND, ME 04101
PNC INVESTMENTS
300 FIFTH AVENUE, 26TH FLOOR, PITTSBURGH, PA 15222
Mailing Address: 1900 E. 9TH STREET, 24TH FLOOR, CLEVELAND, OH 44114
PNFP CAPITAL MARKETS, INC.
150 3RD AVE SOUTH, SUITE 900, NASHVILLE, TN 37201
PODESTA & CO.
208 S. LASALLE STREET, SUITE 1460, CHICAGO, IL 60604
POINSETT SECURITIES, LLC
555 N. PLEASANTBURG DRIVE, SUITE 110, GREENVILLE, SC 29607
POLAR INVESTMENT COUNSEL, INC.
19547 210TH AV NE, THIEF RIVER FALLS, MN 56701
Mailing Address: 19547 210TH AVE NE, THIEF RIVER FALLS, MN 56701
POLYGON CAPITAL ADVISORS, LLC
15 SECOND STREET #9, SAUSALITO, CA 94965
POPULAR SECURITIES, LLC
208 AVENUE PONCE DE LEON, POPULAR CENTER SUITE 1200, SAN JUAN, PR 00918-1035
PORT SECURITIES, INC.
2717 W. COAST HWY, NEWPORT BEACH, CA 92663
PORTER WHITE CAPITAL, LLC
15 RICHARD ARRINGTON JR. BLVD. NORTH, BIRMINGHAM, AL 35203
PORTFOLIO ADVISORS ALLIANCE, LLC
535 FIFTH AVENUE, 4TH FLOOR, NEW YORK, NY 10017
PORTFOLIO BROKERAGE SERVICES, INC.
1801 CALIFORNIA ST, 23RD FLOOR, DENVER, CO 80202-3922
Mailing Address: 35 E WACKDER DR., SUITE 2400, CHICAGO, IL 60601
PORTFOLIO RESOURCES GROUP, INC.
800 BRICKELL AVENUE, SUITE 903, MIAMI, FL 33131
PORTICO CAPITAL SECURITIES LLC
39 LEWIS STREET, 3RD FLOOR, GREENWICH, CT 06830
PORTSMOUTH FINANCIAL SERVICES
250 MONTGOMERY STREET, SUITE 200, SAN FRANCISCO, CA 94104
POTAMUS TRADING, LLC
2 SEAPORT LANE, 8TH FLOOR, BOSTON, MA 02210
POTEN CAPITAL SERVICES, LLC
805 THIRD AVENUE, NEW YORK, NY 10022
POTOMAC CAPITAL MARKETS, LLC
47 S CARROLL ST, FREDERICK, MD 21701
POTOMAC INVESTMENT COMPANY
5600 WISCONSIN AVE #108, CHEVY CHASE, MD 20815
POWDER POINT FINANCIAL LLC
61 RIDGE ROAD, MARSHFIELD, MA 02050
POWELL CAPITAL MARKETS, INC.
3 BECKER FARM ROAD, ROSELAND, NJ 07068-1745
PPHB SECURITIES LP
1900 ST. JAMES PLACE, SUITE 125, HOUSTON, TX 77056
PRAGER & CO., LLC
ONE MARITIME PLAZA, SUITE 1000, SAN FRANCISCO, CA 94111
PRAGMA SECURITIES LLC
1370 BROADWAY, 10TH FLOOR, NEW YORK, NY 10018
PRAIRIE CAPITAL MARKETS, LLC
ONE LINCOLN CENTRE, 18W140 BUTTERFIELD ROAD, SUITE 800, OAKBROOK TERRACE, IL 60181
PRECISION SECURITIES, LLC
16885 VIA DEL CAMPO CT. SUITE 120, SAN DIEGO, CA 92127
PREFERRED CAPITAL SECURITIES, LLC
3284 NORTHSIDE PARKWAY, NW, SUITE150, ATLANTA, GA 30327
Mailing Address: 3284 NORTHSIDE PARKWAY, SUITE 150, ATLANTA, GA 30327
PREFERRED CLIENT GROUP, INC.
3707 DARTMOUTH, DALLAS, TX 75205
PREP SECURITIES, LLC
10 ROCKEFELLER PLAZA, SUITE 920, NEW YORK, NY 10020
PRESIDENTIAL BROKERAGE, INC.
5445 DTC PKWY, STE. 1100, GREENWOOD VILLAGE, CO 80111
PRESIDIO MERCHANT PARTNERS LLC
101 CALIFORNIA STREET, SUITE 3260, SAN FRANCISCO, CA 94111
PRESTWICK PARTNERS, LLC
212 3RD AVENUE NORTH, SUITE 535, MINNEAPOLIS, MN 55401
PREVAIL CAPITAL LLC
NORTH NAPLES CORPORATE CENTER, COLLIER CENTER WAY, SUITE 104, NAPLES, FL 34110
PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC
1 N. WACKER DRIVE, 6TH FLOOR, CHICAGO, IL 60606
PRIMARY CAPITAL, LLC
90 BROAD STREET, 9TH FLOOR, SUITE 905, NEW YORK, NY 10004
Mailing Address: 90 BROAD STREET 9TH FLOOR, NEW YORK, NY 10004
PRIME DEALER SERVICES CORP.
1585 BROADWAY, NEW YORK, NY 10036
Mailing Address: NORTH AMERICAN REGISTRATION, 100 SOUTH CHARLES STREET, 4TH FLOOR, BALTIMORE, MD 21201
PRIME DECISION CONSULTING LLC
39 JAGGER LANE, WESTHAMPTON, NY 11977
PRIME EXECUTIONS, INC.
40 WALL STREET – SUITE 1704, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET – SUITE 1704, NEW YORK, NY 10005
PRIMEX
54 WEST 21ST STREET, 12TH FLOOR, NEW YORK, NY 10010
PRINCIPAL FUNDS DISTRIBUTOR, INC.
620 COOLIDGE DR., SUITE 300, FOLSOM, CA 95630
PRINCIPAL SECURITIES, INC.
575 7TH STREET, DES MOINES, IA 50392
Mailing Address: PRINCIPAL FINANCIAL GROUP, 711 HIGH STREET, DES MOINES, IA 50392-2080
PRINCIPLED ADVISORS, INC.
1110 SOUTH AVENUE, STATEN ISLAND, NY 10314
PRIVATE CLIENT SERVICES, LLC
2225 LEXINGTON RD., LOUISVILLE, KY 40206
PRIVATE PLACEMENT INSURANCE PRODUCTS, LLC
2754 BRANDT DRIVE SOUTH, SUITE 200, FARGO, ND 58104
PRIVATE PORTFOLIO, INC.
7534 LA JOLLA BLVD, LA JOLLA, CA 92037-4328
PRO SECURITIES, L.L.C.
29 BROADWAY, 29TH FLOOR, NEW YORK, NY 10006
PROBITAS FUNDS GROUP, LLC
425 CALIFORNIA STREET, SUITE 2300, SAN FRANCISCO, CA 94104
PROEQUITIES, INC.
2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL 35223
Mailing Address: P.O. BOX 518, BIRMINGHAM, AL 35201-0518
PROFESSIONAL BROKER-DEALER FINANCIAL PLANNING, INC.
1111 WEST WOLFENSBERGER ROAD, CASTLE ROCK, CO 80109-9629
PROFINANCE ASSOCIATES, INC.
2877 HISTORIC DECATUR ROAD, SUITE # 200, SAN DIEGO, CA 92106
PROFINANCIAL, INC.
7841 WAYSIDE DR, BATON ROUGE, LA 70806
PROFOR ADVISORS
708 THIRD AVENUE, 5TH FLOOR, NEW YORK, NY 10017-4201
PROFUNDS DISTRIBUTORS, INC.
7501 WISCONSIN AVE., SUITE 1000E, BETHESDA, MD 20814-6527
PROMETHEAN CAPITAL GROUP LLC
1451 BRUSH HILL ROAD, MILTON, MA 02186
PRONET FINANCIAL PARTNERS LLC
12 PARMENTER ROAD SUITE, SUITE C-6, LONDONDERRY, NH 03053
Mailing Address: 12 PARMENTER ROAD, SUITE C-6, LONDONDERRY, NH 03053
PROPEL ADVISORY GROUP, INC.
1850 LENOX RD., NE, ATLANTA, GA 30306
Mailing Address: PO BOX 8659, ATLANTA, GA 31106
PROPELLR SECURITIES LLC
54 WEST 21ST STREET, SUITE 709, NEW YORK, NY 10010
PROSPERA FINANCIAL SERVICES, INC.
5429 LBJ FREEWAY, SUITE 400, DALLAS, TX 75240
PROSPERO CAPITAL LLC
103 NORTH PARK AVE, EASTON, CT 06612
PROVASI CAPITAL PARTNERS LP
14675 DALLAS PARKWAY, SUITE 600, DALLAS, TX 75254
PROVIDENT PRIVATE CAPITAL PARTNERS, INC.
3527 WEST 26TH STREET, ERIE, PA 16506
PRUCO SECURITIES, LLC.
751 BROAD STREET, NEWARK, NJ 07102-3777
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
ONE CORPORATE DRIVE, SHELTON, CT 06484
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
655 BROAD STREET, 19TH FLOOR, NEWARK, NJ 07102
Mailing Address: 655 BROAD STREET, 19TH FLOOR, NEWARK, NJ 07102
PTI SECURITIES & FUTURES L. P.
411 S WELLS, SUITE 900, CHICAGO, IL 60607
PTP SECURITIES, LLC
540 HOPMEADOW STREET, SIMSBURY, CT 06070
PTS BROKERAGE, LLC
EAST GATE BUSINESS CENTER, 125C GAITHER DRIVE, MT. LAUREL, NJ 08054-1706
Mailing Address: EAST GATE BUSINESS CENTER, 125C GAITHER DRIVE, MT. LAUREL, NJ 08054-1706
PTX SECURITIES, LLC
6221 CHAPEL HILL BLVD., SUITE 200, PLANO, TX 75093
Mailing Address: 6221 CHAPEL HILL, SUITE 200, PLANO, TX 75093
PUBVEST SECURITIES, LLC
235 MONTGOMERY STREET, SUITE 1120, SAN FRANCISCO, CA 94104
PULLMAN SECURITIES, LLC
9250 ROBIN DRIVE, LOS ANGELES, CA 90069
Mailing Address: 8721 SANTA MONICA BLVD., SUITE 747, LOS ANGELES, CA 90069
PUMA CAPITAL, LLC
287 BOWMAN AVE, 3RD FLOOR, PURCHASE, NY 10577
PURITAN BROKERAGE SERVICES, INC.
5085 W. PARK BLVD., STE 700, PLANO, TX 75093
Mailing Address: 5085 W. PARK BLVD, STE 700, PLANO, TX 75093
PURSHE KAPLAN STERLING INVESTMENTS
18 CORPORATE WOODS BLVD, ALBANY, NY 12211
PURSUIT CAPITAL MARKETING, LLC
266 MAIN STREET, BLDG 3, SUITE 25, MEDFIELD, MA 02052
PURSUIT MERCHANT SECURITIES LLC
19 WEST 24TH STREET, 8TH FLOOR, NEW YORK, NY 10010
PURSUIT PARTNERS LLC
2 GREENWICH OFFICE PARK, SUITE 300, GREENWICH, CT 06831
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
ONE POST OFFICE SQUARE, BOSTON, MA 02109-2137
PWA SECURITIES, INC.
4900 PERRY HIGHWAY, SUITE 300, PITTSBURGH, PA 15229
PWMCO, LLC
1 S. WACKER DRIVE, SUITE 2920, CHICAGO, IL 60606
PYRAMID FUNDS CORPORATION
21 EVERETT ROAD EXTENSION, ALBANY, NY 12205
PZENA FINANCIAL SERVICES, LLC
320 PARK AVENUE, 8TH FLOOR, NEW YORK, NY 10022
