Source: https://www.finra.org/about/firms-we-regulate
Updated: 4/17/18
FINRA Member Firms E
# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z
E D & F MAN CAPITAL MARKETS INC.
140 EAST 45TH STREET, 42ND FLOOR, NEW YORK, NY 10017
E&J SECURITIES CORP.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005
E*TRADE SECURITIES LLC
11 TIMES SQUARE, 32ND FLOOR, NEW YORK, NY 10036
Mailing Address: HARBORSIDE 2, 200 HUDSON STREET, SUITE 501, JERSEY CITY, NJ 07311
E-W INVESTMENTS, INC.
205 E. LAS TUNAS DRIVE, SAN GABRIEL, CA 91776
E. E. POWELL & COMPANY INC.
200 NORTHPOINTE CIRCLE, SUITE 304, SEVEN FIELDS, PA 16046
E. MAGNUS OPPENHEIM & CO. INC.
261 MADISON AVENUE, 9TH FLOOR, STE. 9015, NEW YORK, NY 10016-2303
E.K. WALLACE SECURITIES LLC
270 LAFAYETTE ST. SUITE 1204, NEW YORK, NY 10012
E.L.K. CAPITAL ADVISORS, LLC
40 SKOKIE BOULEVARD, SUITE 430, NORTHBROOK, IL 60062
E1 ASSET MANAGEMENT, INC.
185 HUDSON ST., SUITE 2500, JERSEY CITY, NJ 07311
Mailing Address: 185 HUDSON ST. SUITE 2500, SUITE 2500, JERSEY CITY, NJ 07311
EA MARKETS SECURITIES LLC
120 W 45TH ST., 24TH FLOOR, NEW YORK, NY 10036
EARLYBIRDCAPITAL, INC.
ONE HUNTINGTON QUADRANGLE, SUITE 4C18, MELVILLE, NY 11747
EAGLES COAST CAPITAL, LLC
782 JOHNNIE DODDS BLVD, SUITE H-3, MOUNT PLEASANT, SC 29464
EAST WIND SECURITIES, LLC
135 WEST 50TH STREET, SUITE 19D, NEW YORK, NY 10020
EASTERLY SECURITIES LLC
138 CONANT STREET, BEVERLY, MA 01915
EASTERN POINT SECURITIES, INC.
3 RIVER PLACE, LEXINGTON, VA 24450
EASTRIDGE CAPITAL, LP
200 EAST 90TH STREET, #20H, NEW YORK, NY 10128
EATON PARTNERS, LLC
131 ROWAYTON AVENUE, ROWAYTON, CT 06853
EATON VANCE DISTRIBUTORS, INC.
TWO INTERNATIONAL PLACE, BOSTON, MA 02110
EBH SECURITIES, INC.
6525 E. 82ND ST. SUITE 209, INDIANAPOLIS, IN 46250
Mailing Address: 6525 E. 82ND ST SUITE 209, INDIANAPOLIS, IN 46250
EBOND SECURITIES, LLC
330 MADISON AVENUE, 6TH FLOOR, NEW YORK, NY 10017
ECHELON CAPITAL
1500 ROSECRANS AVENUE, SUITE 416, MANHATTAN BEACH, CA 90266
ECOBAN SECURITIES CORPORATION
521 FIFTH AVENUE SUITE 630, NEW YORK, NY 10175
ECONOMY SECURITIES, INCORPORATED
1301 MORTENSEN LANE, EVANSVILLE, IN 47715
EDELMAN & CO., LTD.
627 EAST BAY POINT ROAD, BAYSIDE, WI 53217
Mailing Address: 333 WEST BROWN DEER ROAD, MILWAUKEE, WI 53217
EDELWEISS FINANCIAL SERVICES INC.
205 E 42ND STREET, 20TH FLOOR, NEW YORK, NY 10017
EDGE CORPORATE FINANCE, LLC
1380 W. PACES FERRY RD., SUITE 1000, ATLANTA, GA 30327
Mailing Address: 1380 W. PACES FERRY RD., SUITE 1000, ATLANTA, GA 30327
EDGELINE CAPITAL, LLC.
11726 SAN VICENTE BLVD., SUITE 610, LOS ANGELES, CA 90049
EDGEMONT CAPITAL PARTNERS, L.P.
570 LEXINGTON AVENUE, 29TH FLOOR, NEW YORK, NY 10022
EDGEPOINT CAPITAL ADVISORS LLC
2000 AUBURN DRIVE, SUITE 330, BEACHWOOD, OH 44122
Mailing Address: 2000 AUBURN DRIVE, SUITE 330, BEACHWOOD, OH 44122
EDGEWATER CAPITAL, LLC
6 HUTTON CENTRE DRIVE, #860, SOUTH COAST METRO, CA 92707
EDWARD JONES
12555 MANCHESTER ROAD, ST. LOUIS, MO 63131-3729
EF LEGACY SECURITIES, LLC
200 WESTGATE PARKWAY, SUITE 202, HENRICO, VA 23233
EFG CAPITAL INTERNATIONAL
701 BRICKELL AVE, 9TH FLOOR & SUITE 1350, MIAMI, FL 33131-2867
EFG-HERMES USA, INC.
3 COLUMBUS CIRCLE, 15TH FLOOR, SUITE 1617, NEW YORK, NY 10019
EG MARKET TECHNOLOGIES LLC
767 5TH AVE, 45TH FLOOR, NEW YORK, NY 10153
EIDE BAILLY SECURITIES, LLC
4310 17TH AVENUE S, FARGO, ND 58108-2545
Mailing Address: PO BOX 2545, FARGO, ND 58108-2545
EIG GLOBAL ENERGY PARTNERS CAPITAL MARKETS, LLC
1700 PENNSYLVANIA AVE NW. SUITE 800, WASHINGTON, DC 20006
EIGHT CAPITAL CORP.
100 ADELAIDE STREET WEST, SUITE 2900, TORONTO, M5H 1S3 CANADA
EIGHT PINES SECURITIES LLC
1301 MCKINNEY STREET, SUITE 2025, HOUSTON, TX 77010
EK RILEY INVESTMENTS, LLC
1420 5TH AVENUE SUITE 3300, SEATTLE, WA 98101
Mailing Address: 1420 5TH AVENUE SUITE 3300, SEATTLE, WA 98101
EKS&H CAPITAL ADVISORS, LLC
8181 E. TUFTS AVENUE, SUITE 600, DENVER, CO 80237
ELARA SECURITIES, INC.
950 THIRD AVENUE, SUITE 1903, NEW YORK, NY 10022
ELE WEALTH ADVISORS, INC.
18700 W. 10 MILE ROAD, STE 100, SOUTHFIELD, MI 48075
ELECTRONIC TRANSACTION CLEARING, INC.
660 S. FIGUEROA STREET SUITE 1450, LOS ANGELES, CA 90017
Mailing Address: 660 S. FIGUEROA STREET SUITE 1450, LOS ANGELES, CA 90017
ELECTRONIFIE SECURITIES LLC
5 BRYANT PARK, 8TH FLOOR, NEW YORK, NY 10018
ELEFANT MARKETS
250 MUNOZ RIVERA AVENUE, SUITE 1130, SAN JUAN, PR 00918
ELEVATE CAPITAL LLC
1200 BRICKELL AVE, SUITE 1950, MIAMI, FL 33131
ELEVATION, LLC
1355 GREENWOOD CLIFF ROAD, SUITE 250, CHARLOTTE, NC 28204
ELKHORN SECURITIES, LLC
845 W WASHINGTON BLVD., THIRD FLOOR, CHICAGO, IL 60607
ELM CAPITAL USA LIMITED
26 ST JAMES’S SQUARE, LONDON, SW1Y 4JH UNITED KINGDOM
ELMCORE SECURITIES LLC
8985 S EASTERN AVENUE, SUITE 205, LAS VEGAS, NV 89123
EM SECURITIES LLC
C/O EVOLUTION MEDIA CAPITAL, 405 LEXINGTON AVENUE, 19TH FLOOR, NEW YORK, NY 10174
EMBONDS INC.
44 WEST 28TH STREET, SUITE 806, NEW YORK, NY 10011
EMERALD POINT CAPITAL, LLC
420 LEXINGTON AVENUE, SUITE 1718, NEW YORK, NY 10170
EMERGING GROWTH EQUITIES, LTD.
1150 FIRST AVE, PARK VIEW TOWER, SUITE 450, KING OF PRUSSIA, PA 19406-2816
EMERGING MANAGER ADVISORS LLC
84 MORRIS STREET, JERSEY CITY, NJ 07302
EMERSON EQUITY LLC
155 BOVET ROAD, SUITE 725, SAN MATEO, CA 94402
Mailing Address: 155 BOVET ROAD, SUITE 725, SAN MATEO, CA 94402
EMMET & CO, INC.
12 PEAPACK ROAD, FAR HILLS, NJ 07931
Mailing Address: P.O. BOX 160, FAR HILLS, NJ 07931
EMPIRE ASSET MANAGEMENT COMPANY
29 BROADWAY, 12TH FLOOR, NEW YORK, NY 10006
EMPIRE EXECUTIONS, INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005
EMPIRE INVESTMENT INC.
136-20 38TH AVE., SUITE 9E, FLUSHING, NY 11354
EMPIRE STATE FINANCIAL, INC.
20 W. PARK AVE., SUITE 207, LONG BEACH, NY 11561
EMPIRIC DISTRIBUTORS, INC.
500 N CAPITAL OF TEXAS HWY, BUILDING 8, SUITE 150, AUSTIN, TX 78746
EMPIRICAL RESEARCH PARTNERS LLC
565 FIFTH AVENUE, 25TH FLOOR, NEW YORK, NY 10017
EMU SECURITIES LLC
39 BROADWAY SUITE 3300, ROOM 9, NEW YORK, NY 10006-3019
ENCLAVE CAPITAL LLC
19 W 44TH STREET, SUITE 1700, NEW YORK, NY 10036
ENDEAVOR CAPITAL
30 BROAD STREET, SUITE1445, NEW YORK, NY 10004
Mailing Address: 30 BROAD STREET, SUITE 1445, NEW YORK, NY 10004
ENERECAP PARTNERS, LLC
1718 PEACHTREE STREET, NW, SUITE 900, ATLANTA, GA 30309
ENERGY CAPITAL SOLUTIONS LLC
2651 NORTH HARWOOD, SUITE 410, DALLAS, TX 75201
ENERGYNET.COM, INC.
7201 I-40 WEST SUITE 319, AMARILLO, TX 79106
ENGLAND SECURITIES, LLC
7201 WISCONSIN AVE., SUITE 480, BETHESDA, MD 20814
ENLACE MARKETS, INC.
115 BROADWAY SUITE 1303, NEW YORK, NY 10005
ENSPIRE INVESTMENTS
125 SUMMER STREET, SUITE 1810, BOSTON, MA 02110
ENSTREAM CAPITAL MARKETS, LLC
5646 MILTON STREET, SUITE 318, DALLAS, TX 75206
Mailing Address: PO BOX 595008, DALLAS, TX 75359
ENTERPRISE EQUITIES, INC.
70 CORPORATE CENTER, 11000 BROKEN LAND PARKWAY , SUITE 700, COLUMBIA, MD 21044
ENTORO SECURITIES, LLC
710 N POST OAK ROAD, SUITE 150, HOUSTON, TX 77024
ENTRUSTPERMAL SECURITIES LLC
300 PARK AVENUE, 16TH FLOOR, NEW YORK, NY 10022
ENVERRA CAPITAL LLC
2101 L STREET NW, SUITE 800, WASHINGTON, DC 20037
EP SECURITIES, LLC
275 MADISON AVE, 40TH FLOOR, NEW YORK, NY 10016
EPIC CAPITAL SECURITIES
2000 GLADES ROAD, SUITE 210, BOCA RATON, FL 33431
EQIS SECURITIES, LLC
1000 4TH ST, SUITE 650, SAN RAFAEL, CA 94901
Mailing Address: 1000 4TH ST., STE 650, SAN RAFAEL, CA 94901
EQT PARTNERS BD LLC
1114 AVENUE OF THE AMERICAS, 45TH FLOOR, NEW YORK, NY 10036
Mailing Address: 1114 AVENUE OF THE AMERICAS, NEW YORK, NY 10036
EQUATEX US INC
140 BROADWAY, SUITE 2211, NEW YORK, NY 10005
EQUIDATE MARKETS LLC
19 OAK LANE, GLEN COVE, NY 11542
EQUIFINANCIAL LLC
1717 NORTH BAYSHORE DRIVE, SUITE 208, MIAMI, FL 33132
Mailing Address: 1717 NORTH BAYSHORE DRIVE, SUITE 217, MIAMI, FL 33132
EQUILEND
225 LIBERTY STREET, 10TH FLOOR, SUITE 1020, NEW YORK, NY 10281
EQUILIBRIUM CAPITAL SERVICES, LLC
415 NW 11TH STREET, PORTLAND, OR 97209
EQUINOX GROUP DISTRIBUTORS, LLC
47 HULFISH STREET, SUITE 510, PRINCETON, NJ 08542
EQUITEQ SECURITIES LLC
300 PARK AVENUE, 14TH FLOOR, NEW YORK, NY 10022
EQUITY INVESTMENT SERVICES, INC
1808 NORTH O STREET, LAKE WORTH, FL 33460
Mailing Address: 1808 NORTH O STREET, LAKE WORTH, FL 33460
EQUITY SERVICES, INC.
ONE NATIONAL LIFE DRIVE, MONTPELIER, VT 05604
EQUITYZEN SECURITIES LLC
10 W. 18TH STREET, 7TH FLOOR, NEW YORK, NY 10011
EQUUS FINANCIAL CONSULTING LLC
78 PINE ST., SUITE 101, NEW CANAAN, CT 06840
ERG SECURITIES (US) LLC
50 WASHINGTON STREET, SUITE 919, NORWALK, CT 06854
ERNST & YOUNG CAPITAL ADVISORS, LLC
5 TIMES SQUARE, NEW YORK, NY 10036
ERNST & YOUNG CORPORATE FINANCE (CANADA) INC.
100 ADELAIDE STREET WEST, EY TOWER, TORONTO, M5H 0B3 ONTARIO, CANADA
Mailing Address: 100 ADELAIDE STREET WEST, EY TOWER, PO BOX 1, TORONTO, M5H 0B3 ONTARIO, CANADA
ERNST CAPITAL SECURITIES, LLC
101 S. REID STREET, SUITE 209, SIOUX FALLS, SD 57103
EROOM SECURITIES L.L.C.
200 SOUTH WACKER DRIVE, SUITE 2450, CHICAGO, IL 60606
ESAE CAPITAL PARTNERS, LLC
1410 BROADWAY, SUITE 1102, NEW YORK, NY 10018
ESF EQUITY, LP
31351 RANCHO VIEJO ROAD #205, SAN JUAN CAPISTRANO, CA 92675
ESL INVESTMENT SERVICES, LLC
225 CHESTNUT STREET, ROCHESTER, NY 14604
ESPOSITO SECURITIES, LLC
200 CRESCENT COURT, SUITE 450, DALLAS, TX 75201
ESSEX FINANCIAL SERVICES, INC.
176 WESTBROOK ROAD, ESSEX, CT 06426
Mailing Address: P.O. BOX 999, ESSEX, CT 06426-0999
ESSEX RADEZ LLC
440 S. LASALLE #1111, CHICAGO, IL 60605-1028
ESSEX SECURITIES LLC
218 BOSTON STREET, UNIT 101, TOPSFIELD, MA 01983
Mailing Address: 218 BOSTON STREET, UNIT 101 BOX # 5, TOPSFIELD, MA 01983
ESTRADA HINOJOSA & COMPANY, INC.
1717 MAIN STREET LB 47, SUITE 4700, DALLAS, TX 75201-7361
Mailing Address: 1717 MAIN STREET LB 47, DALLAS, TX 75201-7361
ETC BROKERAGE SERVICES, LLC
1 EQUITY WAY, WESTLAKE, OH 44145
ETF DISTRIBUTORS LLC
1540 BROADWAY 16TH FLOOR, NEW YORK, NY 10036
ETFMG FINANCIAL LLC
30 MAPLE STREET #2, SUMMIT, NJ 07901
ETICO PARTNERS, LLC
6 EXECUTIVE PARK DRIVE, CLIFTON PARK, NY 12065
EULAV SECURITIES LLC
7 TIMES SQUARE, 21ST FLOOR, NEW YORK, NY 10036
EUREKA CAPITAL MARKETS, LLC
52 VANDERBILT AVENUE, SUITE 902, NEW YORK, NY 10017
EUREKACAP PARTNERS, INC.
673 FIFTH AVENUE, 5TH FLOOR, NEW YORK, NY 10022
EURO PACIFIC CAPITAL, INC.
88 POST ROAD WEST, 2ND FLOOR, WESTPORT, CT 06880
EURO-AMERICAN EQUITIES, INC.
4327 FOREST AVENUE S.E., MERCER ISLAND, WA 98040
Mailing Address: 4327 FOREST AVENUE S.E., MERCER ISLAND, WA 98040
EUROCONSULT CAPITAL, LLC
23 BERKELEY SQUARE, LONDON, W1J 6HE UNITED KINGDOM
Mailing Address: 767 THIRD AVENUE, 19TH FLOOR, NEW YORK, NY 10017
EUROLINK SECURITIES LLC
175 HUGUENOT STREET, STE 200, NEW ROCHELLE, NY 10801
EUROPEAN FAMILY OFFICE INSTITUTE LLC.
2299 NW 4TH AVE, BOCA RATON, FL 33431
EVERCORE GROUP L.L.C.
55 EAST 52ND STREET, NEW YORK, NY 10055
Mailing Address: 55 EAST 52ND STREET, NEW YORK, NY 10055
EVERGREEN ADVISORS CAPITAL, LLC
9256 BENDIX ROAD, SUITE 300, COLUMBIA, MD 21045
EVERTRADE DIRECT BROKERAGE, INC.
8300 EAGER RD, SUITE 700, ST. LOUIS, MO 63144
EVOLUTION CAPITAL ADVISORS, LLC
500 YALE AVE N, FIRST FLOOR, SEATTLE, WA 98109
EXANE, INC.
640 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10019
EXCEL SECURITIES & ASSOCIATES, INC.
200 CANAL VIEW BLVD., STE. 204, ROCHESTER, NY 14623
EXCHANGERIGHT SECURITIES, LLC
200 S LOS ROBLES AVE., SUITE 210, PASADENA, CA 91101
EXECUTION ACCESS, LLC
ONE LIBERTY PLAZA, 165 BROADWAY, 51ST FL, NEW YORK, NY 10006
Mailing Address: ONE LIBERTY PLAZA, 51ST FLOOR, NEW YORK, NY 10006
EXECUTIVE SERVICES SECURITIES, LLC
3445 PEACHTREE ROAD NE, SUITE 200, ATLANTA, GA 30326-1156
EXEMPLAR CAPITAL, LLC
10 POST OFFICE SQUARE,, 8TH FL SOUTH, BOSTON, MA 02109
EXOTIX USA INC.
444 MADISON AVENUE, 36TH FLOOR, NEW YORK, NY 10022
EZE CASTLE TRANSACTION SERVICES LLC
12 FARNSWORTH ST., 6TH FLOOR, BOSTON, MA 02210
