Source: https://www.finra.org/about/firms-we-regulate
Updated: 4/17/18
FINRA Member Firms K
# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z
K CAPITAL LLC
805 THIRD AVENUE, FLOOR 14, NEW YORK, NY 10022
K. W. CHAMBERS & CO.
7800 FORSYTH, 5TH FLOOR, CLAYTON, MO 63105
KA ASSOCIATES, INC.
1800 AVENUE OF THE STARS, THIRD FLOOR, LOS ANGELES, CA 90067
KAHN BROTHERS LLC
555 MADISON AVENUE, 22ND FLOOR, NEW YORK, NY 10022-3301
KAL CAPITAL MARKETS LLC
1 WORLD TRADE CENTER, 8TH FLOOR, LONG BEACH, CA 90831
KALORAMA CAPITAL, LLC
1718 22ND ST NW, WASHINGTON, DC 20008
KALOS CAPITAL, INC.
11525 PARK WOODS CIRCLE, SUITE 280, ALPHARETTA, GA 30005
KANSAS CITY BROKERAGE. INC
6700 ANTIOCH ROAD, SUITE 420, MERRIAM, KS 66204
KAPITALL GENERATION, LLC
1460 BROADWAY, 4TH FLOOR, NEW YORK, NY 10036
KARBONE CAPITAL MARKETS, LLC
675 THIRD AVEUNE, 30TH FLOOR, SUITE 3004, NEW YORK, NY 10017
Mailing Address: 675 THIRD AVENUE, SUITE 3004, NEW YORK, NY 10017
KATALYST SECURITIES LLC
25-40 SHORE BOULEVARD, APT 5 O, ASTORIA, NY 11102
KAUFMAN & COMPANY, LLC
100 FRANKLIN STREET, STE. 403, BOSTON, MA 02110
KAVOUT SECURITIES, LLC
20 WEST RIDGEWOOD AVENUE, SUITE 9, RIDGEWOOD, NJ 07450
KAYAN SECURITIES, INC.
3450 WILSHIRE BLVD, # 1208, LOS ANGELES, CA 90010-2245
KBC SECURITIES USA LLC
1177 AVENUE OF THE AMERICAS, 7TH FLOOR, NEW YORK, NY 10036
KBD SECURITIES, LLC
470 PARK AVENUE SOUTH, NEW YORK, NY 10016
KBFG SECURITIES AMERICA INC.
1370 AVENUE OF THE AMERICAS, SUITE 1900, NEW YORK, NY 10019
KBS CAPITAL MARKETS GROUP LLC
800 NEWPORT CENTER DRIVE, SUITE 700, NEWPORT BEACH, CA 92660
KCD FINANCIAL, INC.
3061 ALLIED STREET, SUITE B, GREEN BAY, WI 54304
KCG SECURITIES, LLC
13961 S. MINUTEMAN DR., #300A, DRAPER, UT 84020
KCM SECURITIES, LLC
114 PACIFICA, SUITE 370, IRVINE, CA 92618
KCOE CAPITAL ADVISORS, LLC
2725 NW 24TH AVE., CAMAS, WA 98607
Mailing Address: PO BOX 1016, CAMAS, WA 98607
KCPAG BROKERAGE LLC
302 E. WALNUT, ROBINSON, IL 62454
KEANE FINANCIAL, LLC
450 SEVENTH AVENUE, SUITE 905, NEW YORK, NY 10123
KEDEM CAPITAL CORPORATION
52 BEAUMONT DRIVE, MELVILLE, NY 11747-2502
KEEFE, BRUYETTE & WOODS, INC.
787 7TH AVENUE, NEW YORK, NY 10019
Mailing Address: 787 7TH AVENUE, 4TH FLOOR, NEW YORK, NY 10019
KEEL POINT CAPITAL, LLC
100 CHURCH STREET, SUITE 500, HUNTSVILLE, AL 35801
KEISER ANALYTICS
139 FULTON STREET, SUITE 512, NEW YORK, NY 10038
KELSON CAPITAL LLC
230 PARK AVENUE, 33RD FLOOR, NEW YORK, NY 10169
KEMA PARTNERS LLC
309 LAVERNE AVE., MILL VALLEY, CA 94941
KEMPEN & CO U.S.A., INC.
880 THIRD AVENUE, 17TH FLOOR, NEW YORK, NY 10022
KENMAR SECURITIES, LLC
680 FIFTH AVENUE, SUITE 1901, NEW YORK, NY 10019
Mailing Address: PO BOX 5537, NEW YORK, NY 10185-5537
KENNETH, JEROME & CO.,INC.
147 COLUMBIA TPKE, FLORHAM PK, NJ 07932
Mailing Address: P.O. BOX 38, FLORHAM PK, NJ 07932-0038
KENSINGTON CAPITAL CORP.
4910 13TH AVE., BROOKLYN, NY 11219-3100
KEPLER CAPITAL MARKETS, INC.
12 EAST 49TH STREET, 36TH FLOOR, NEW YORK, NY 10017
Mailing Address: 12 EAST 49TH STREET, SUITE 3605, NEW YORK, NY 10017
KERCHEVILLE & COMPANY, INC.
15750 IH-10 WEST, SAN ANTONIO, TX 78249
KERLIN CAPITAL GROUP LLC
624 SOUTH GRAND AVENUE, SUITE 2410, LOS ANGELES, CA 90017
KERSHNER SECURITIES, LLC
1825-B KRAMER LANE, SUITE 200, AUSTIN, TX 78758-4281
KESSLER & COMPANY INVESTMENTS, INC.
1850 PLATTE STREET, SUITE 300, DENVER, CO 80202-2481
KESTRA INVESTMENT SERVICES, LLC
5707 SOUTHWEST PARKWAY, BUILDING 2, SUITE 400, AUSTIN, TX 78735
KEVIN HART KORNFIELD & COMPANY, INC.
2137 EMBASSY DRIVE STE 105, LANCASTER, PA 17603-2387
Mailing Address: P.O. BOX 6423, LANCASTER, PA 17607-6423
KEY INVESTMENT SERVICES LLC
4900 TIEDEMAN ROAD, OH-01-49-0215, BROOKLYN, OH 44144
KEY WEST INVESTMENTS, LLC
227 W. VALLEY BLVD, SUITE 298B, SAN GABRIEL, CA 91776
KEYBANC CAPITAL MARKETS INC.
127 PUBLIC SQUARE, CLEVELAND, OH 44114
KEYSTONE CAPITAL CORPORATION
1953 SAN ELIJO AVE, STE 203, CARDIFF, CA 92007
KFM SECURITIES, INC.
C/O BAYAT CONSULTING, INC., 14 WALL STREET, 20TH FLOOR, NEW YORK, NY 10005
KGS-ALPHA CAPITAL MARKETS, L.P.
521 FIFTH AVENUE, 3RD FLOOR, NEW YORK, NY 10175
KIDRON CAPITAL ADVISORS LLC
1450 BROADWAY, 39TH FLOOR, NEW YORK, NY 10018
KILEY PARTNERS, INC.
16 BEL GIORNO COURT, HENDERSON, NV 89011
KIMBERLITE ADVISORS, LLC
230 PARK AVENUE, 28TH FLOOR, NEW YORK, NY 10069
KIMELMAN & BAIRD, LLC
800 THIRD AVENUE, SUITE 2300, NEW YORK, NY 10022
KINECTA FINANCIAL & INSURANCE SERVICES, LLC
973 S. WESTLAKE BLVD., SUITE 200, WESTLAKE VILLAGE, CA 91361
Mailing Address: 973 S. WESTLAKE BLVD, SUITE 200, WESTLAKE VILLAGE, CA 91361
KINETICS FUNDS DISTRIBUTOR LLC
470 PARK AVENUE SOUTH, 8TH FLOOR, NEW YORK, NY 10016
KINGSBURY CAPITAL, INC.
1560 SHERMAN AVE, SUITE 510, EVANSTON, IL 60201
Mailing Address: 1560 SHERMAN AVENUE, SUITE 510, EVANSTON, IL 60201
KIPLING CAPITAL, INC.
100 SHORELINE HWY. 200-B, MILL VALLEY, CA 94941
KIPLING JONES & CO., LTD.
440 LOUISIANA STREET, STE. 900, HOUSTON, TX 77002
Mailing Address: 440 LOUISIANA STREET, STE. 900, HOUSTON, TX 77002
KIPPSDESANTO & COMPANY
8000 TOWERS CRESCENT DRIVE, SUITE 1200, TYSONS CORNER, VA 22182
KISKI SECURITIES LLC
888 7TH AVENUE, 5TH FLOOR, NEW YORK, NY 10019
KITTLE CAPITAL MARKETS, LLC
500 E. 96TH STREET, SUITE 300, INDIANAPOLIS, IN 46240
KJM SECURITIES, INC.
48 SAGAMORE ROAD, SUITE 29, BRONXVILLE, NY 10708-1534
Mailing Address: P.O. BOX 734, BRONXVILLE, NY 10708-0734
KKR CAPITAL MARKETS LLC
9 WEST 57TH STREET, 41ST FLOOR,, SUITE 4160, NEW YORK, NY 10019
KLR GROUP, LLC
811 MAIN STREET, 18TH FLOOR, HOUSTON, TX 77002
KMS FINANCIAL SERVICES, INC.
2001 SIXTH AVE, SUITE 2801, SEATTLE, WA 98121-1866
KNOX SECURITIES CORP.
830 POST ROAD EAST, SUITE 205, WESTPORT, CT 06880
KOEHLER FINANCIAL, LLC
5764 JAMES DRIVE, STEVENSVILLE, MI 49127
KOONCE SECURITIES, LLC
6229 EXECUTIVE BLVD., ROCKVILLE, MD 20852
KOREA INVESTMENT & SECURITIES AMERICA, INC.
1350 AVENUE OF THE AMERICAS, SUITE 1602, NEW YORK, NY 10019
KOTAK MAHINDRA, INC.
369 LEXINGTON AVENUE, 28TH FLOOR, NEW YORK, NY 10017
KOVACK INTERNATIONAL SECURITIES INC
6451 N. FEDERAL HWY, FT. LAUDERDALE, FL 33308
KOVACK SECURITIES INC.
6451 N. FEDERAL HWY., SUITE 1201, FT. LAUDERDALE, FL 33308
KOVITZ SECURITIES, LLC
115 S. LASALLE ST., 27TH FLOOR, CHICAGO, IL 60603
KPG CAPITAL PARTNERS, LLC
1790 BONANZA DRIVE, SUITE 102, PARK CITY, UT 84060
KPMG CORPORATE FINANCE LLC
200 E. RANDOLPH STREET, CHICAGO, IL 60601-6436
Mailing Address: 200 E. RANDOLPH STREET, SUITE 5500, CHICAGO, IL 60601-6436
KR SECURITIES, LLC
600 PRETTY BROOK ROAD, PRINCETON, NJ 08540
Mailing Address: P.O. BOX 7787, PRINCETON, NJ 08543-7787
KRAMBO CORPORTION
1355 BAY STREET #4, SAN FRANCISCO, CA 94123
Mailing Address: THE PRESIDIO OF SAN FRANCISCO, MAIL CAL BOX 29310, SAN FRANCISCO, CA 94129-0310
KUEHL CAPITAL CORPORATION
14747 CALIFORNIA STREET, SUITE 1, OMAHA, NE 68154
KURT SALMON CAPITAL ADVISORS, LLC
1355 PEACHTREE ST. NE, SUITE 900, ATLANTA, GA 30309
Mailing Address: 1355 PEACHTREE ST., SUITE 900, ATLANTA, GA 30309
KUYKENDALL & SCHNEIDER, INC.
3405 22ND STREET, SUITE 202, LUBBOCK, TX 79410
Mailing Address: 3405 22ND STREET, LUBBOCK, TX 79410
KW SECURITIES CORPORATION
100 LARKSPUR LANDING CIRCLE, SUITE 200, LARKSPUR, CA 94939
KYTE SECURITIES LLC
55 WATER STREET, NEW YORK, NY 10041
