Source: https://www.finra.org/about/firms-we-regulate
Updated: 4/17/18

FINRA Member Firms U

# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

U S PARTICIPATIONS LTD.
2 KACEY COURT, SUITE 201, MECHANICSBURG, PA 17055

U. S. BOSTON CAPITAL CORPORATION
LINCOLN NORTH, LINCOLN, MA 01773
Mailing Address: 55 OLD BEDFORD ROAD, SUITE 202, LINCOLN, MA 01773

U.S. BANCORP INVESTMENTS, INC.
60 LIVINGSTON AVENUE, EP-MN-WN3C, SAINT PAUL, MN 55107
Mailing Address: 60 LIVINGSTON AVENUE, EP-MN-WN3C, SAINT PAUL, MN 55107

U.S. BROKERAGE, INC.
17 E KOSSUTH ST, COLUMBUS, OH 43206

U.S. INVESTORS, INC.
102 VILLAGE DR., SUITE B, STAUNTON, VA 24401-5068
Mailing Address: P.O. BOX 1168, STAUNTON, VA 24402-1168

U.S. SECURITIES, INTL. CORP.
120 BROADWAY, SUITE 1017, NEW YORK, NY 10271
Mailing Address: 120 BROADWAY, NEW YORK, NY 10271

U.S. STERLING SECURITIES, INC.
1393 VETERANS MEMORIAL HIGHWAY UNIT 412N, HAUPPAUGE, NY 11788

UAT RESOURCES, LLC
7375 SOUTH PEORIA ST., B8 BUILDING 9, SUITE 206, ENGLEWOOD, CO 80112

UBS ASSET MANAGEMENT (US) INC.
1285 AVENUE OF THE AMERICAS, 12TH FLOOR, NEW YORK, NY 10019

UBS FINANCIAL SERVICES INC.
1200 HARBOR BOULEVARD, WEEHAWKEN, NJ 07086
Mailing Address: 1000 HARBOR BLVD, 8TH FL, COMPLIANCE DEPARTMENT, WEEHAWKEN, NJ 07086

UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
250 MUNOZ RIVERA AVENUE, HATO REY, PR 00918
Mailing Address: 1000 HARBOR BLVD, 8TH FLOOR, COMPLIANCE DEPARTMENT, WEEHAWKEN, NJ 07086

UBS FUND SERVICES (USA) LLC
10 STATE HOUSE SQUARE, 15TH FLOOR, HARTFORD, CT 06103-3604

UBS SECURITIES LLC
1285 AVENUE OF THE AMERICAS, NEW YORK, NY 10019
Mailing Address: 600 WASHINGTON BLVD, 10TH FLOOR, STAMFORD, CT 06901

UCAP SECURITIES LLC
275 MADISON AVE FL 38, NEW YORK, NY 10016

UHLMANN PRICE SECURITIES, LLC
141 W. JACKSON BLVD. STE.1340A, CHICAGO, IL 60604-0000

UHY ADVISORS CORPORATE FINANCE, LLC
30 SOUTH WACKER DRIVE, SUITE 1425, CHICAGO, IL 60606
Mailing Address: C/O UHY ADVISORS, INC, 30 S. WACKER, SUITE 1425, CHICAGO, IL 60606

ULLICO INVESTMENT COMPANY, LLC
8403 COLESVILLE RD., 13 FLOOR, SILVER SPRING, MD 20910

ULTIMUS FUND DISTRIBUTORS, LLC
225 PICTORIA DRIVE, SUITE 450, CINCINNATI, OH 45246

ULTRALAT CAPITAL MARKETS, INC.
801 BRICKELL AVENUE, SUITE 1060, MIAMI, FL 33131
Mailing Address: 801 BRICKELL AVENUE, MIAMI, FL 33131

UMB DISTRIBUTION SERVICES, LLC
235 W. GALENA STREET, MILWAUKEE, WI 53212

UMB FINANCIAL SERVICES, INC.
928 GRAND AVENUE, KANSAS CITY, MO 64106

UMERGENCE LLC
1006 S. MAIN ST., PLANTSVILLE, CT 06479
Mailing Address: 1224 MILL STREET, BUILDING B, EAST BERLIN, CT 06023

UMPQUA INVESTMENTS, INC.
ONE SW COLUMBIA STREET, SUITE #300, PORTLAND, OR 97258

UNICREDIT CAPITAL MARKETS LLC
15O EAST 42ND STREET, NEW YORK, NY 10017-4679
Mailing Address: 150 EAST 42ND STREET, NEW YORK, NY 10017-4679

UNIFIED FINANCIAL SECURITIES, LLC
9465 COUNSELORS ROW, SUITE 200, INDIANAPOLIS, IN 46240

UNION CAPITAL COMPANY
6407 E. GRANT ROAD, TUCSON, AZ 85715

UNION GAMING SECURITIES LLC
3930 HOWARD HUGHES PARKWAY, SUITE 230, LAS VEGAS, NV 89169

UNION SQUARE ADVISORS LLC
600 MONTGOMERY ST, 22ND FLOOR, SAN FRANCISCO, CA 94111
Mailing Address: 600 MONTGOMERY ST, 22ND FLOOR, SAN FRANCISCO, CA 94111

UNIONBANC INVESTMENT SERVICES, LLC
800 N BRAND BLVD., 16TH FLOOR, GLENDALE, CA 91203

UNITED BROKERAGE SERVICES, INC
514 MARKET STREET, PARKERSBURG, WV 26101
Mailing Address: P. O. BOX 1508, PARKERSBURG, WV 26102-1508

UNITED CAPITAL MARKETS, INC.
240 CRANDON BLVD., SUITE 167, KEY BISCAYNE, FL 33149

UNITED FIRST PARTNERS LLC
ELEVEN TIMES SQUARE, 16TH FLOOR, NEW YORK, NY 10036

UNITED PLANNERS’ FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
7333 E. DOUBLETREE RANCH ROAD #120, SCOTTSDALE, AZ 85258-2023
Mailing Address: P.O. BOX 5750, SCOTTSDALE, AZ 85261-5750

UNIVERSAL FINANCIAL SERVICES INC.
CALLE BOLIVIA #33, SAN JUAN, PR 00917-2011
Mailing Address: PO BOX 2171, SAN JUAN, PR 00922-2171

UNIVEST INVESTMENTS, INC.
41 WEST BROAD STREET, SOUDERTON, PA 18964

UNIVEST SECURITIES, LLC
375 PARK AVE., 27TH FLOOR, NEW YORK, NY 10152
Mailing Address: 3687 MEADOW LANE, NORTH BERGEN, NJ 07047

UNLU SECURITIES INC.
250 PARK AVENUE, SUITE 7065, NEW YORK, NY 10177

UOB GLOBAL EQUITY SALES LLC
592 FIFTH AVENUE, SUITE 602, NEW YORK, NY 10036

UOB KAY HIAN (U.S.) INC.
111 DUNNELL ROAD, STE 201, MAPLEWOOD, NJ 07040

US ARMA PARTNERS LP
540 MADISON AVENUE, NEW YORK, NY 10022

US CAPITAL GLOBAL SECURITIES, LLC
555 MONTGOMERY STREET, SUITE 1501, SAN FRANCISCO, CA 94111

USA FINANCIAL SECURITIES CORPORATION
6020 EAST FULTON, ADA, MI 49301

USAA FINANCIAL ADVISORS, INC.
9800 FREDERICKSBURG RD., SAN ANTONIO, TX 78288-0227

USAA INVESTMENT MANAGEMENT COMPANY
9800 FREDERICKSBURG ROAD, SAN ANTONIO, TX 78288-0227

USCA SECURITIES LLC
4444 WESTHEIMER, SUITE G500, HOUSTON, TX 77027

USI SECURITIES, INC.
95 GLASTONBURY BLVD., SUITE 102, GLASTONBURY, CT 06033

USP SECURITIES CORPORATION
15305 DALLAS PARKWAY, SUITE 1600, ADDISON, TX 75001

USRP EQUITIES, LLC
99 WOOD AVENUE SOUTH, ISELIN, NJ 08830
Mailing Address: 99 WOOD AVENUE SOUTH, ISELIN, NJ 08830

USTOCKTRADE SECURITIES, INC.
275 GROVE STREET, SUITE 2-400, NEWTON, MA 02466

UTC FINANCIAL SERVICES USA, INC.
C/O TRINIDAD AND TOBAGO UNIT TRUST CORPORATION, UTC FINANCIAL CENTRE, 82 INDEPENDENCE SQUARE, PORT OF SPAIN, 00000 TRINIDAD