Source: https://www.finra.org/about/firms-we-regulate
Updated: 4/17/18
FINRA Member Firms W
# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z
W CAMPION CAPITAL LLC
4242 SIX FORKS ROAD, SUITE 820, RALEIGH, NC 27609
W G SECURITIES, LLC
1764 LITCHFIELD TURNPIKE, SUITE 250, WOODBRIDGE, CT 06525
W&S BROKERAGE SERVICES, INC.
400 BROADWAY, CINCINNATI, OH 45202
Mailing Address: 400 BROADWAY, MS-60, CINCINNATI, OH 45202
W. H. MELL ASSOCIATES, INC.
450 SPRINGFIELD AVENUE, SUITE 204, SUMMIT, NJ 07901
Mailing Address: 450 SPRINGFIELD AVENUE, SUMMIT, NJ 07901
W. H. REAVES & CO., INC.
10 EXCHANGE PLACE, JERSEY CITY, NJ 07302
W.G. NIELSEN & CO.
3200 CHERRY CREEK DRIVE SOUTH, SUITE 470, DENVER, CO 80209
W.R. HAMBRECHT + CO., LLC
909 MONTGOMERY STREET, 3RD FLOOR, SAN FRANCISCO, CA 94133
WACHTEL & CO., INC.
1101 FOURTEENTH ST.-NW, WASHINGTON, DC 20005
WADDELL & REED
6300 LAMAR AVENUE, OVERLAND PARK, KS 66202-4200
Mailing Address: P.O. BOX 29217, SHAWNEE MISSION, KS 66201-9217
WAFRA SECURITIES CORPORATION
345 PARK AVENUE 41ST FLOOR, NEW YORK, NY 10154-0101
WAKE USA LLC
11 MADISON AVENUE, NEW YORK, NY 10010
Mailing Address: 11 MADISON AVENUE, NEW YORK, NY 10010
WALL STREET ACCESS
17 BATTERY PLACE 11TH FLOOR, NEW YORK, NY 10004
WALL STREET CAPITAL CORPORATION
9909 CLAYTON ROAD, SUITE LL1, ST. LOUIS, MO 63124
WALLACHBETH CAPITAL LLC
HARBORSIDE FINANCIAL CENTER PLAZA 5, 185 HUDSON STREET, SUITE 1410, JERSEY CITY, NJ 07311
WALLER CAPITAL SECURITIES LLC
1 ROCKEFELLER PLAZA, SUITE #1640, NEW YORK, NY 10020
WALLER HELMS SECURITIES LLC
205 W. WACKER DRIVE, SUITE 2000, CHICAGO, IL 60606
Mailing Address: 205 W. WACKER DRIVE, SUITE 2000, CHICAGO, IL 06006
WALNUT CREEK CAPITAL ADVISORS, LLC
616 ELLIOTT ROAD, MCDONOUGH, GA 30252
WALTER GREENBLATT & ASSOCIATES, LLC
430 NASSAU STREET, PRINCETON, NJ 08540
WASHINGTON SECURITIES CORPORATION
6935 WISCONSIN AVE NO. 510, CHEVY CHASE, MD 20815-6113
WATCHDOG CAPITAL, LLC
6445 SHILOH ROAD SUITE D6, ALPHARETTA, GA 30005
Mailing Address: 6445 SHILOH ROAD SUITE D, ALPHARETTA, GA 30005
WATERFORD CAPITAL, INC.
14677 MIDWAY ROAD, SUITE 205, ADDISON, TX 75001
WATERMARK ADVISORS, LLC
531 SOUTH MAIN STREET, SUITE ML-9, GREENVILLE, SC 29601
Mailing Address: P.O. BOX 1963, GREENVILLE, SC 29602
WATERMARK SECURITIES, INC.
900 THIRD AVENUE, 31ST FLOOR, NEW YORK, NY 10022
WATERMILL INSTITUTIONAL TRADING LLC
111 TOWN SQUARE PLACE, SUITE 1520, JERSEY CITY, NJ 07310
WATERVIEW SECURITIES, INC.
12201 MERIT DRIVE, SUITE 700, DALLAS, TX 75251
WATKINS FINANCIAL SERVICES, INC.
722 W SHEPARD LANE STE 103, FARMINGTON, UT 84025
WATSON MANAGEMENT ASSOCIATES, LLC
161 GRAND STREET, #2A, NEW YORK, NY 10013
WAVECREST SECURITIES LLC
830 THIRD AVE, 5TH FLOOR, NEW YORK, NY 10022
WAVEEDGE PARTNERS LLC
2929 CAMPUS DRIVE SUITE 410, SAN MATEO, CA 94403
Mailing Address: 2929 CAMPUS DRIVE SUITE 410, SAN MATEO, CA 94403
WAVELAND CAPITAL PARTNERS LLC
19800 MACARTHUR BLVD, SUITE 650, IRVINE, CA 92612
WAYNE HUMMER INVESTMENTS L.L.C.
231 SOUTH LASALLE STREET, 13TH FLOOR, CHICAGO, IL 60604
Mailing Address: P.O. BOX 750, CHICAGO, IL 60690-0750
WAYPOINT DIRECT INVESTMENTS, LLC
9 WEST BROAD STREET, SUITE 800, STAMFORD, CT 06902
WAYPOINT SECURITIES, LLC
1390 ARMAGH LANE, SUN PRAIRIE, WI 53590
WBB SECURITIES, LLC
3456 CAMINO DEL RIO NORTH, SUITE 212, SAN DIEGO, CA 92108
WCA SECURITIES, LLC
610 KINGSLEY AVE., PALO ALTO, CA 94301
WEA INVESTMENT SERVICES, INC.
660 JOHN NOLEN DRIVE, MADISON, WI 53713-3959
Mailing Address: PO BOX 7893, MADISON, WI 53707
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC
505 NORTH HWY 169, SUITE 900, PLYMOUTH, MN 55441
Mailing Address: 505 NORTH HWY 169, SUITE 900, PLYMOUTH, MN 55441
WEALTH MANAGEMENT RESOURCES, INC.
501 GREAT ROAD, SUITE 201, NO. SMITHFIELD, RI 02896
WEALTHFORGE SECURITIES, LLC
6800 PARAGON PLACE, SUITE 200, RICHMOND, VA 23230
WEALTHFRONT BROKERAGE CORPORATION
900 MIDDLEFIELD ROAD, SUITE 2, REDWOOD CITY, CA 94063
WEBULL FINANCIAL LLC
733 THIRD AVENUE,, 15TH FLOOR, NEW YORK, NY 10017
WEDBUSH SECURITIES INC.
1000 WILSHIRE BLVD. SUITE 900, ATTN: BUSINESS CONDUCT, LOS ANGELES, CA 90017-2457
Mailing Address: P.O. BOX 30014, LOS ANGELES, CA 90030-0014
WEEDEN & CO.L.P.
145 MASON ST, GREENWICH, CT 06830
WEEDEN PRIME SERVICES, LLC.
145 MASON STREET, 2ND FLOOR, GREENWICH, CT 06830-6605
WEILD & CO.
777 29TH STREET, SUITE 402, BOULDER, CO 80303
WEISS MULTI-STRATEGY FUNDS LLC
320 PARK AVENUE, 20TH FLOOR, NEW YORK, NY 10022
WEITZ SECURITIES, INC.
ONE PACIFIC PLACE, 1125 SOUTH 103 ST. STE. 200, OMAHA, NE 68124-1071
WEITZEL FINANCIAL SERVICES, INC.
2477 JOHN F. KENNEDY RD., SUITE 201, DUBUQUE, IA 52002-2833
WELCOME LIFE SECURITIES, LLC
6001 BROKEN SOUND PARKWAY, SUITE 320-A, BOCA RATON, FL 33487
WELLFLEET INVESTMENTS LLC
40 CUTTER MILL RD – SUITE 200, GREAT NECK, NY 11021
Mailing Address: PO BOX 222142, GREAT NECK, NY 11022-2142
WELLINGTON MANAGEMENT ADVISERS, INC
280 CONGRESS STREET, BOSTON, MA 02210
WELLINGTON SHIELDS & CO., LLC
140 BROADWAY, SUITE 4400, NEW YORK, NY 10005
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ONE NORTH JEFFERSON AVENUE, H0004-05B, ST. LOUIS, MO 63103
WELLS FARGO CLEARING SERVICES, LLC
ONE NORTH JEFFERSON AVENUE, MAIL CODE: H0004-050, ST. LOUIS, MO 63103
WELLS FARGO FUNDS DISTRIBUTOR, LLC
1 FRONT STREET, 22ND FLOOR, SAN FRANCISCO, CA 94111
Mailing Address: 401 SOUTH TRYON ST, 5TH FLOOR MAC D1050-052, CHARLOTTE, NC 28202-1934
WELLS FARGO PRIME SERVICES, LLC
45 FREMONT STREET, 30TH FLOOR, SAN FRANCISCO, CA 94105
WELLS FARGO SECURITIES, LLC
550 SOUTH TRYON STREET, 6TH FLOOR, D1086-060, CHARLOTTE, NC 28202
WELLS NELSON & ASSOCIATES, L.L.C.
TWO LEADERSHIP SQUARE, 211 N. ROBINSON, SUITE 1600, OKLAHOMA CITY, OK 73102
WESBANCO SECURITIES, INC.
135 WEST MAIN ST, ST CLAIRSVILLE, OH 43950
Mailing Address: 1 BANK PLAZA, WHEELING, WV 26003
WESCOM FINANCIAL SERVICES
123 SOUTH MARENGO AVENUE, 4TH FL, PASADENA, CA 91101
WESTBURY GROUP LLC
39 RIVERSIDE AVENUE, WESTPORT, CT 06880
WESTCHESTER CAPITAL PLANNING, INC.
21 MILLBROOK LANE, KERHONKSON, NY 12446
WESTCO INVESTMENT CORP.
77 HEMPSTEAD AVE, LYNBROOK, NY 11563
WESTERN EQUITY GROUP, INC.
2459 PLEASANT VIEW ROAD, PLEASANT VIEW, TN 37146
Mailing Address: P.O.BOX 188, PLEASANT VIEW, TN 37146-0188
WESTERN FINANCIAL CORPORATION
600 “B” STREET STE. 2204, SAN DIEGO, CA 92101-4507
WESTERN GROWERS FINANCIAL SERVICES, INC.
15525 SAND CANYON, IRVINE, CA 92618
WESTERN INTERNATIONAL SECURITIES, INC.
70 SOUTH LAKE AVENUE, SUITE 700, PASADENA, CA 91101
Mailing Address: 70 SOUTH LAKE AVE-STE. 700, PASADENA, CA 91101
WESTERN STRATEGIC ADVISORS, L.L.C.
3100 W. SEVENTH STREET SUITE 300, FORT WORTH, TX 76107
WESTFIELD INVESTMENT GROUP, INC.
13181 CROSSROADS PARKWAY NORTH, SUITE 140, CITY OF INDUSTRY, CA 91746-3484
WESTHOFF, CONE & HOLMSTEDT
1777 BOTELHO DRIVE, SUITE 345, WALNUT CREEK, CA 94596-5041
WESTMINSTER FINANCIAL SECURITIES, INC.
40 NORTH MAIN STREET, SUITE 2400, DAYTON, OH 45423
WESTMINSTER INVESTMENT GROUP, INC.
23 EAST NORTH STREET, NEW CASTLE, PA 16101
WESTMINSTER RESEARCH ASSOCIATES LLC
1633 BROADWAY, 48TH FLOOR, NEW YORK, NY 10019
WESTMORELAND CAPITAL CORPORATION
2350 NORTH FOREST ROAD, GETZVILLE, NY 14068
WESTON FINANCIAL SERVICES LLC
420 LEXINGTON AVENUE, SUITE 1718, NEW YORK, NY 10170
WESTON SECURITIES CORPORATION
100 WILLIAM STREET, SUITE 200, WELLESLEY, MA 02481
Mailing Address: 100 WILLIAM STREET – SUITE 200, WELLESLEY, MA 02481
WESTPAC CAPITAL MARKETS LLC
575 FIFTH AVE, FLOOR 39, NEW YORK, NY 10017
WESTPARK CAPITAL, INC.
1900 AVENUE OF THE STARS, SUITE 310, LOS ANGELES, CA 90067
WESTPORT CAPITAL MARKETS, LLC
257 RIVERSIDE AVENUE, WESTPORT, CT 06880
WESTPORT FINANCIAL SERVICES, L.L.C.
3001 SUMMER STREET, FLOOR THREE, STAMFORD, CT 06905-4321
WESTPORT RESOURCES INVESTMENT SERVICES, INC.
55 GREENS FARMS ROAD, WESTPORT, CT 06880
WESTROCK CAPITAL MANAGEMENT, INC.
754 CHESTNUT RIDGE RD., CHESTNUT RIDGE, NY 10977
WESTWOOD CAPITAL, LLC
489 FIFTH AVE., 33RD FLOOR, NEW YORK, NY 10017
WFS, LLC
ONE BOSTON PLACE, 41ST FLOOR, BOSTON, MA 02108
Mailing Address: ONE BOSTON PLACE, BOSTON, MA 02108
WHARTON MIDMARKET SECURITIES INC.
27 BROOK ROAD, WOODBRIDGE, CT 06525
Mailing Address: 1201 BOSTON POST ROAD, MILFORD, CT 06460
WHEELHOUSE SECURITIES CORPORATION
8235 FORSYTH BLVD. STE 200, ST. LOUIS, MO 63105
Mailing Address: 8235 FORSYTH BLVD, STE 200, CLAYTON, MO 63105
WHITAKER SECURITIES LLC
233 BROADWAY, 17TH FLOOR, NEW YORK, NY 10279
WHITE MOUNTAIN CAPITAL, LLC
352 7TH AVE, 17TH FL PH, NEW YORK, NY 10001
WHITE OAK MERCHANT PARTNERS LLC
3 EMBARCADERO CENTER, SUITE 540, SAN FRANCISCO, CA 94111
WHITE ROCK ADVISORS, LLC
5001 SPRING VALLEY ROAD, SUITE 850W, DALLAS, TX 75244
Mailing Address: 9106 LA STRADA COURT, DALLAS, TX 75220
WHITEHALL CAPITAL MARKETS LLC
280 PARK AVENUE, 15TH FLOOR, NEW YORK, NY 10017
WHITEHALL-PARKER SECURITIES, INC.
477 PACIFIC AVENUE-2ND FLOOR, SAN FRANCISCO, CA 94133
WHITEMARSH CAPITAL ADVISORS
10 WHITEMARSH COURT, MARLTON, NJ 08053
Mailing Address: 795 ROUTE 70 E, SUITE E, MARLTON, NJ 08053
WIC CORP.
100 NORTH SIXTH STREET, SUITE 620B, MINNEAPOLIS, MN 55403
WILDERMUTH SECURITIES, LLC
11525 PARK WOODS CIRCLE, STE. 220, ALPHARETTA, GA 30005-2422
WILEY BROS.-AINTREE CAPITAL, LLC
40 BURTON HILLS BLVD., SUITE 350, NASHVILLE, TN 37215
WILLIAM AND HENRY ASSOCIATES
1901 AVENUE OF THE STARS, 2ND FLOOR, LOS ANGELES, CA 90067
WILLIAM BLAIR
THE WILLIAM BLAIR BUILDING, 150 NORTH RIVERSIDE, CHICAGO, IL 60606-1594
Mailing Address: THE WILLIAM BLAIR BUILDING, 150 NORTH RIVERSIDE, CHICAGO, IL 60606-1594
WILLIAM C. BURNSIDE & COMPANY, INC.
111 N. VERMILION ST., DANVILLE, IL 61832
Mailing Address: P.O. BOX 507, DANVILLE, IL 61834-0507
WILLIAM J. MAYER SECURITIES, LLC
60 ARCH STREET, GREENWICH, CT 06830
WILLIAMS TRADING LLC
450 POST ROAD EAST, SUITE 120, WESTPORT, CT 06880
WILLIS SECURITIES, INC.
200 LIBERTY STREET, 6TH FLOOR, NEW YORK, NY 10281
WILLOW COVE INVESTMENT GROUP, INC.
7561 COUNTY ROAD M, WINNECONNE, WI 54986
WILMINGTON CAPITAL SECURITIES, LLC
600 OLD COUNTRY ROAD, SUITE 200, GARDEN CITY, NY 11530
WILSHIRE PACIFIC CAPITAL ADVISORS, LLC
8447 WILSHIRE BLVD., SUITE 202, BEVERLY HILLS, CA 90211
WILSON PARKER CONNALLY STEPHENSON INC
100 LEXINGTON STREET, SUITE 150, FORT WORTH, TX 76102-2744
WILSON-DAVIS & CO., INC.
236 SOUTH MAIN STREET, SALT LAKE CITY, UT 84101-2104
Mailing Address: P.O. BOX 11587, SALT LAKE CITY, UT 84147-0587
WINDSOR STREET CAPITAL, LP
45 BROADWAY, 2ND FLOOR, NEW YORK, NY 10006
WINDWARD CAPITAL, INC.
10323 DEERPARK DRIVE, MISSOURI CITY, TX 77459
Mailing Address: 10323 DEERPARK DRIVE, MISSOURI CITY, TX 77459
WINKLEVOSS INSURANCE AGENCY, LLC
TWO GREENWICH OFFICE PARK, 3RD FLOOR, GREENWICH, CT 06831
WINLO MANAGEMENT GROUP, LLC
151 CALLE SAN FRANCISCO, SUITE 200, SAN JUAN, PR 00901
WINSLOW, EVANS & CROCKER, INC.
175 FEDERAL STREET, 6TH FLOOR, BOSTON, MA 02110
Mailing Address: 175 FEDERAL STREET, BOSTON, MA 02110
WINTOUR & COMPANY, INC.
213 FULTON STREET, WESTBURY, NY 11590
WISEBANYAN SECURITIES LLC
9440 WEST SAHARA AVENUE, SUITE 220, LAS VEGAS, NV 89117
WITHERSPOON CAPITAL PARTNERS, LLC
20 NASSAU STREET, SUITE 115, PRINCETON, NJ 08542
Mailing Address: P.O. BOX 101, PRINCETON, NJ 08542
WM SMITH & CO.
5700 S. ASPEN COURT, GREENWOOD VILLAGE, CO 80121
Mailing Address: PO BOX 990, MORRISON, CO 80465
WM. H. MURPHY & CO., INC.
770 SOUTH POST OAK LANE, SUITE 690, HOUSTON, TX 77056
WNC CAPITAL CORPORATION
17782 SKYPARK CIRCLE, IRVINE, CA 92614-6404
WNJ CAPITAL, INC.
1601 SANSOM STREET, SUITE 2E, PHILADELPHIA, PA 19103
Mailing Address: 1601 SANSOM STREET, UITE 2E, PHILADELPHIA, PA 19103
WOBD, LLC
5150 EAST DUBLIN GRANVILLE RD SUITE ONE, WESTERVILLE, OH 43081
WOLF A. POPPER, INC.
40 WALL STREET, 30TH FLOOR, NEW YORK, NY 10005
WOLFE RESEARCH SECURITIES
420 LEXINGTON AVENUE, SUITE 648, NEW YORK, NY 10170-0699
Mailing Address: 420 LEXINGTON AVENUE, SUITE 648, NEW YORK, NY 10170
WOLVERINE CAPITAL MARKETS LLC
175 W. JACKSON SUITE 200, CHICAGO, IL 60604
Mailing Address: 175 W. JACKSON BLVD. SUITE 200, CHICAGO, IL 60604
WOLVERINE EXECUTION SERVICES, LLC
175 W. JACKSON BLVD., SUITE 200, CHICAGO, IL 60604
WOLVERINE SECURITIES, LLC
175 W JACKSON BOULEVARD, SUITE 200, CHICAGO, IL 60604
WOMBAT CAPITAL MARKETS LLC
501 MADISON AVENUE, 14TH FL, NEW YORK, NY 10022
WOOD (ARTHUR W.) COMPANY, INC.
50 CONGRESS STREET STE 700, BOSTON, MA 02109-4041
WOOD WARREN & CO. SECURITIES, LLC
2200 POWELL STREET, SUITE 200, EMERYVILLE, CA 94608
WOODBURY FINANCIAL SERVICES, INC.
7755 3RD STREET NORTH, OAKDALE, MN 55128
WOODLANDS SECURITIES CORPORATION
10655 SIX PINES DR STE 100, THE WOODLANDS, TX 77380
WOODMEN FINANCIAL SERVICES, INC.
1700 FARNAM STREET, OMAHA, NE 68102
Mailing Address: 1700 FARNAM ST., OMAHA, NE 68102
WOODROCK SECURITIES, L.P.
4265 SAN FELIPE STREET, SUITE 600, HOUSTON, TX 77027
WOODSIDE CAPITAL SECURITIES LLC
1950 UNIVERSITY AVE., SUITE 150, PALO ALTO, CA 94303
WOODSTOCK FINANCIAL GROUP, INC.
117 TOWNE LAKE PARKWAY, WOODSTOCK, GA 30188
Mailing Address: 117 TOWNE LAKE PARKWAY, SUITE 200, WOODSTOCK, GA 30188
WORDEN CAPITAL MANAGEMENT LLC
100 RING ROAD WEST, SUITE 210, GARDEN CITY, NY 11530
Mailing Address: 100 RING ROAD, SUITE 210, GARDEN CITY, NY 11530
WORLD CAPITAL BROKERAGE, INC.
1636 LOGAN STREET, DENVER, CO 80203
WORLD CHOICE SECURITIES, INC.
1420 BROWN TRAIL, BEDFORD, TX 76022
WORLD EQUITY GROUP, INC.
1650 N. ARLINGTON HEIGHTS RD, SUITE 100, ARLINGTON HEIGHTS, IL 60004-3984
WORLD FIRST FINANCIAL SERVICES, INC.
246 5TH AVENUE, SUITE 313, NEW YORK, NY 10001
WORLD TREND FINANCIAL PLANNING SERVICES, LTD.
221 THIRD AVENUE SE, SUITE 215, CEDAR RAPIDS, IA 52401
Mailing Address: PO BOX 75006, CEDAR RAPIDS, IA 52407
WORLD-XECUTION STRATEGIES
17 STATE STREET, 40TH FLOOR, NEW YORK, NY 10004
WORTH FINANCIAL GROUP INC.
16660 DALLAS PARKWAY, SUITE 2200, DALLAS, TX 75248
WREN CAPITAL, LLC
ONE SANSOME STREET, SUITE 3500, SAN FRANCISCO, CA 94104
Mailing Address: 26 RICO WAY, SAN FRANCISCO, CA 94123
WRIGHT INVESTORS’ SERVICE DISTRIBUTORS, INC.
177 WEST PUTNAM AVENUE, GREENWICH, CT 06830
WULFF, HANSEN & CO.
100 SMITH RANCH ROAD, SUITE 330, SAN RAFAEL, CA 94903
WUNDERLICH SECURITIES, INC.
6000 POPLAR AVENUE, SUITE 150, MEMPHIS, TN 38119
WWK INVESTMENTS, INC.
126 N. CENTER STREET, NORTHVILLE, MI 48167
WYNSTON HILL CAPITAL, LLC
488 MADISON AVENUE, NEW YORK, NY 10022
WYSER-PRATTE & CO., INC.
504 GUARD HILL RD, BEDFORD, NY 10506
Mailing Address: 504 GUARD HILL RD, BEDFORD, NY 10506
