Source: https://www.finra.org/about/firms-we-regulate
Updated: 4/17/18
FINRA Member Firms R
# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z
R. F. LAFFERTY & CO., INC.
40 WALL STREET SUITE 1901, NEW YORK, NY 10005
R. SEELAUS & CO.,INC.
25 DEFOREST AVENUE, SUITE 304, SUMMIT, NJ 07901
R.J. O’BRIEN SECURITIES, LLC
222 SOUTH RIVERSIDE PLAZA, SUITE 1200, CHICAGO, IL 60606
Mailing Address: 222 SOUTH RIVERSIDE PLAZA, SUITE 1200, CHICAGO, IL 60606
R.M. DUNCAN SECURITIES, INC.
501 NORTH UNIVERSITY, SUITE 101, LITTLE ROCK, AR 72205
R.M. STARK & CO., INC.
701 SE 6TH AVENUE, SUITE 203, DELRAY BEACH, FL 33483-5186
Mailing Address: 701 SE 6TH AVENUE, SUITE 203, DELRAY BEACH, FL 33483
R.W. SMITH & ASSOCIATES, LLC
111 TOWN SQUARE PLACE, STE 1500, JERSEY CITY, NJ 07310
R.W.PRESSPRICH & CO.
452 FIFTH AVENUE, NEW YORK, NY 10018
RA CAPITAL ADVISORS LLC
12230 EL CAMINO REAL, SUITE 100, SAN DIEGO, CA 92130
RABO SECURITIES USA, INC.
245 PARK AVENUE, NEW YORK, NY 10167-0062
RACE ROCK CAPITAL LLC
ONE INTERNATIONAL PLACE, SUITE 1430, BOSTON, MA 02110
Mailing Address: 7 WAINWRIGHT ROAD, UNIT #99, WINCHESTER, MA 01890
RAFFERTY CAPITAL MARKETS, LLC
1010 FRANKLIN AVENUE, GARDEN CITY, NY 11530
RAINE SECURITIES LLC
810 SEVENTH AVENUE, 39TH FLOOR, NEW YORK, NY 10019
RAINIER SECURITIES, LLC
2955 – 80TH AVE SE, SUITE 202, MERCER ISLAND, WA 98040
Mailing Address: 2955 -80TH AVE SE, SUITE 202, MERCER ISLAND, WA 98040
RAINMAKER SECURITIES, LLC
4910 WEST PINE BOULEVARD, UNIT 507, SAINT LOUIS, MO 63108
Mailing Address: PO BOX 66738, #86647, SAINT LOUIS, MO 63166
RAINMAKERS PARTNERS, LLC
ONE SANSOME STREET, SUITE 3500, SAN FRANCISCO, CA 94104
RANCE KING SECURITIES CORP.
3737 E. BROADWAY, LONG BEACH, CA 90803-6104
RAPHAEL ARYEH AND ASSOCIATES
141-51 72ND CRESCENT, FLUSHING, NY 11367
RAPID EXECUTION SERVICES, LLC
141 W. JACKSON BLVD., SUITE 300A-PMB1, CHICAGO, IL 60604
Mailing Address: 624 W. FRANKLIN ST., WHEATON, IL 60187
RAPTOR PARTNERS LLC
ONE NORTH SHORE CENTER, 12 FEDERAL ST., SUITE 201, PITTSBURGH, PA 15212-5700
RAYMOND JAMES & ASSOCIATES, INC.
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716
RAYMOND JAMES (USA) LTD.
925 WEST GEORGIA STREET – 2100, VANCOUVER, B.C., V6C 3L2 CANADA
RAYMOND JAMES FINANCIAL SERVICES, INC.
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716
RAYMOND JAMES INSURANCE GROUP, INC.
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716
RB INTERNATIONAL MARKETS (USA) LLC
1177 AVE. OF THE AMERICAS, 5TH FLOOR, NEW YORK, NY 10036
RBC CAPITAL MARKETS ARBITRAGE, S.A.
3 WORLD FINANCIAL CENTER, 200 VESEY STREET – 14TH FLOOR, NEW YORK, NY 10281
RBC CAPITAL MARKETS, LLC
3 WORLD FINANCIAL CENTER, 200 VESEY ST., NEW YORK, NY 10281
Mailing Address: 60 S. 6TH STREET, 14TH FLOOR, MINNEAPOLIS, MN 55402-4400
RBS SECURITIES INC.
600 WASHINGTON BOULEVARD, STAMFORD, CT 06901
RCAP SECURITIES, INC.
1211 AVENUE OF THE AMERICAS, 41ST FLOOR, NEW YORK, NY 10036
RCH SECURITIES
3545 WHITEHALL PARK DRIVE, SUITE 400, CHARLOTTE, NC 28273
RCM SECURITIES
318 W ADAMS ST, FLOOR 10, CHICAGO, IL 60606
RCX CAPITAL GROUP, LLC
12707 HIGH BLUFF DRIVE, SUITE #200, SAN DIEGO, CA 92130
Mailing Address: P. O. BOX 5005, #24, RANCHO SANTA FE, CA 92067
RD CAPITAL GROUP, INC.
MCS PLAZA SUITE 305, 255 PONCE DE LEON AVENUE, SAN JUAN, PR 00917-1903
RE INVESTMENT CORPORATION
4301 WILSON BOULEVARD, ARLINGTON, VA 22203
REAGAN SECURITIES, INC.
3495 PIEDMONT ROAD, NE, BUILDING 10, SUITE 920, ATLANTA, GA 30305
REALCADRE LLC
295 LAFAYETTE STREET, NEW YORK, NY 10012
REALTYSHARES SECURITIES, LLC
525 MARKET STREET, SUITE 2800, SAN FRANCISCO, CA 94105
RED CAPITAL MARKETS, LLC
10 WEST BROAD STREET, 8TH FLOOR, COLUMBUS, OH 43215
REDBRIDGE SECURITIES LLC
2591 DALLAS PARKWAY, SUITE 300, FRISCO, TX 75034
REDBURN (USA) LLC
565 FIFTH AVENUE, 26 FLOOR, NEW YORK, NY 10017
REDI GLOBAL TECHNOLOGIES LLC
3 TIMES SQUARE, NEW YORK, NY 10036
Mailing Address: 3 TIMES SQUARE, 7TH FLOOR ATTN JSWEENEY, NEW YORK, NY 10036
REDROCK TRADING PARTNERS, LLC
2605 WALTON WAY, AUGUSTA, GA 30904
REDTAIL CAPITAL MARKETS, LLC
30 WALL STREET, 8TH FLOOR, NEW YORK, NY 10005
REEF RESOURCES, LLC
140 LAKESIDE AVENUE, SUITE 100, SEATTLE, WA 98122
REEF SECURITIES, INC.
1901 N CENTRAL EXPRESSWAY, SUITE 400, RICHARDSON, TX 75080-3558
REGAL SECURITIES, INC.
950 MILWAUKEE AVE., SUITE 102, GLENVIEW, IL 60025
Mailing Address: 950 MILWAUKEE AVE., SUITE 102, GLENVIEW, IL 60025-3766
REGIONAL BROKERS, INC.
2370 STATE RT. 70, SUITE 105, CHERRY HILL, NJ 08002
Mailing Address: 2370 STATE RT 70, SUITE 105, CHERRY HILL, NJ 08002
REGIONAL INVESTMENT SERVICES, INC.
5871 CHEVIOT ROAD, SUITE #4, CINCINNATI, OH 45247
REGIONS SECURITIES LLC
1180 W PEACHTREE STREET, NW, SUITE 1400, ATLANTA, GA 30309
REGISTER FINANCIAL ASSOCIATES, INC.
3500 LENOX ROAD, SUITE 1700, ATLANTA, GA 30326
REGULUS ADVISORS, LLC
2687 44TH STREET, SE, SUITE 101, KENTWOOD, MI 49512
REHMANN FINANCIAL NETWORK, LLC
4086 LEGACY PARKWAY, LANSING, MI 48911
REID & RUDIGER LLC
55 BROAD STREET, STE 28C, 28TH FLOOR, NEW YORK, NY 10004
REIGNS CAPITAL, LTD.
199 MAIN STREET, SUITE 901, WHITE PLAINS, NY 10601
RELATED FINANCIAL SERVICES, LLC
60 COLUMBUS CIRCLE, NEW YORK, NY 10023
RELEVANT WEALTH ADVISORS, LLC
2 BELVEDERE PLACE, SUITE 350, MILL VALLEY, CA 94941
RELIANCE CAPITAL MANAGEMENT ADVISORS LLC
18 TERRACE AVE – MIRAMAR, HALF MOON BAY, CA 94019
RELIANCE WORLDWIDE INVESTMENTS, LLC
900 TRI STATE PKWY, STE 900, GURNEE, IL 60031
RENAISSANCE CAPITAL INVESTMENTS, INC.
165 MASON STREET, GREENWICH, CT 06830
RENAISSANCE INSTITUTIONAL MANAGEMENT LLC
800 THIRD AVENUE, NEW YORK, NY 10022
RENAISSANCE MACRO SECURITIES, LLC
116 EAST 16TH ST, 12TH FLOOR, NEW YORK, NY 10003
RENCAP SECURITIES, INC.
780 THIRD AVENUE, 20TH FLOOR, NEW YORK, NY 10017
REPEX & CO., INC.
550 DURIE AVE., CLOSTER, NJ 07624-0577
REPOWER CAPITAL NETWORK, LLC
2658 BRIDGEWAY #203, SAUSALITO, CA 94965
Mailing Address: 1001 BRIDGEWAY DRIVE #304, SAUSALITO, CA 94965
REPUBLIC PARTNERS, LLC
2000 NORTH RACINE AVENUE, SUITE 4700, CHICAGO, IL 60614-4045
REPUBLIC SECURITIES OF AMERICA,INC.
600 E. COLONIAL DR. #100, ORLANDO, FL 32803
Mailing Address: 600 EAST COLONIAL DRIVE, SUITE 100, ORLANDO, FL 32803
RESOLUTE INVESTMENT DISTRIBUTORS, INC.
220 EAST LAS COLINAS BLVD. STE. 1200, IRVING, TX 75039
RESOURCE SECURITIES LLC
1845 WALNUT STREET, 17TH FLOOR, PHILADELPHIA, PA 19103
RETIREMENT PLAN ADVISORS, INC.
105 WEST ADAMS STREET, SUITE 2175, CHICAGO, IL 60603
Mailing Address: 3121 EMERALD LANE, SUITE 500, JEFFERSON CITY, MO 65109
REVA CAPITAL MARKETS LLC
45 BROADWAY, 8TH FLOOR, NEW YORK, NY 10006
REVERE MERCHANT SECURITIES, LLC
650 5TH AVE 35TH FLOOR, NEW YORK, NY 10019
REVERE SECURITIES LLC
650 FIFTH AVENUE, 35FTH FLOOR, NEW YORK, NY 10019
REVL SECURITIES, LLC
1921 WALNUT STREET, 2ND FLOOR, PHILADELPHIA, PA 19103
REWIRE SECURITIES LLC
150 N. RADNOR CHESTER RD, SUITE F200, RADNOR, PA 19087
REYNOLDS ADVISORY PARTNERS,LLC
900 SOUTH FIGUEROA STREET, SUITE 2601, LOS ANGELES, CA 90015
RFS PARTNERS
1050 17TH STREET, SUITE 1710, DENVER, CO 80265-2077
RGL ADVISORS, LLC
5215 N. O’CONNOR BLVD., SUITE 640, IRVING, TX 75039
RHCA SECURITIES, LLC
5065 WESTHEIMER, SUITE 604, HOUSTON, TX 77056
RHINO TRADING PARTNERS, LLC
1350 6TH AVE., 4TH FLOOR, NEW YORK, NY 10019
Mailing Address: 1350 6TH AVE., 2ND FLOOR, NEW YORK, NY 10019
RHODES SECURITIES, INC.
306 WEST 7TH STREET, SUITE 1000, FT WORTH, TX 76102
Mailing Address: 306 WEST 7TH STREET, SUITE 1000, FORT WORTH, TX 76102
RHONE GROUP ADVISORS LLC
630 FIFTH AVENUE, SUITE 2710, NEW YORK, NY 10111
RIALTO TRADING NETWORK LLC
39 BROADWAY, SUITE 3300 – ROOM 12, NEW YORK, NY 10006
RICE FINANCIAL PRODUCTS COMPANY
55 BROAD STREET, 27TH FLOOR, NEW YORK, NY 10004
RICE, VOELKER, LLC
327 N. COLUMBIA ST., COVINGTON, LA 70433
RICHARD BROTHERS SECURITIES
50 DONALD B. DEAN DRIVE, SUITE ONE, SOUTH PORTLAND, ME 04106
RICHARD JAMES & ASSOCIATES, INC.
75 JACKSON AVE, STE 204, SYOSSET, NY 11791
RICHARDS, MERRILL & PETERSON, INC.
422 WEST RIVERSIDE AVENUE, US BANK BLDG ONE SKYWALK, SPOKANE, WA 99201
Mailing Address: 422 WEST RIVERSIDE AVE, US BANK BLDG ONE SKYWALK, SPOKANE, WA 99201
RICHFIELD ORION INTERNATIONAL, INC.
1 OAKWOOD PARK PLAZA, SUITE 200, CASTLE ROCK, CO 80104
RICHMAN GROUP SECURITIES, INC
19621 F.M. 1431 SUITE 404, JONESTOWN, TX 78645
RIDGEVIEW CAPITAL, LLC
500 N MARKETPLACE DR #222, CENTERVILLE, UT 84014
RIDGEWOOD SECURITIES CORPORATION
14 PHILIPS PARKWAY, MONTVALE, NJ 07645
RIEDL FIRST SECURITIES COMPANY OF KANSAS
1841 N. ROCK ROAD COURT, SUITE 400, WICHITA, KS 67206-4213
RIM SECURITIES LLC
400 PARK AVENUE, 3RD FLOOR, NEW YORK, NY 10022
RIVERBANK CAPITAL SECURITIES, INC.
689 5TH AVENUE, SUITE #12, NEW YORK, NY 10022
RIVERSOURCE DISTRIBUTORS, INC.
707 SECOND AVENUE, SOUTH, MINNEAPOLIS, MN 55402
Mailing Address: 5229 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN 55474
RIVERSTONE CAPITAL SERVICES LLC
712 5TH AVENUE, NEW YORK, NY 10019
RIVINGTON SECURITIES, LLC
1021 MAIN STREET, SUITE 1500, HOUSTON, TX 77002
RJJ PASADENA SECURITIES, INC.
625 FAIR OAKS AVENUE, SUITE 125, SOUTH PASADENA, CA 91030
Mailing Address: 625 FAIR OAKS AVE., SUTE 125, SOUTH PASADENA, CA 91030
RJL CAPITAL GROUP, LLC
260 CHRISTOPHER LANE, SUITE 103, STATEN ISLAND, NY 10314
RKCA, INC.
1077 CELESTIAL STREET, CINCINNATI, OH 45202
RMK CAPITAL
352 SEVENTH AVENUE, NEW YORK, NY 10001
RNR SECURITIES, L.L.C.
1802 HEMPSTEAD TPKE, EAST MEADOW, NY 11554-1032
ROBERT A. STANGER & COMPANY, INC.
1129 BROAD STREET, SUITE 201, SHREWSBURY, NJ 07702
ROBERT BLUM MUNICIPALS, INC.
2000 VAN NESS AVENUE, SUITE 415, SAN FRANCISCO, CA 94109
ROBERT W. BAIRD & CO. INCORPORATED
777 E. WISCONSIN AVENUE, MILWAUKEE, WI 53202
Mailing Address: P.O. BOX 672, MILWAUKEE, WI 53201
ROBERTS & RYAN INVESTMENTS INC.
314 KAREN WAY, TIBURON, CA 94920
ROBINHOOD FINANCIAL, LLC
3200 ASH STREET, PALO ALTO, CA 94306
ROBINHOOD SECURITIES, LLC
3200 ASH STREET, PALO ALTO, CA 94306-2239
ROBINSON & ROBINSON, INC.
1337 HAMILTON STREET, ALLENTOWN, PA 18102
ROBOTTI SECURITIES, LLC
60 EAST 42ND ST., SUITE 3100, NEW YORK, NY 10165
ROBUS CAPITAL PARTNERS LLC
208 PONCE DE LEON AVE., SUITE 1030, SAN JUAN, PR 00918
ROC GLOBAL LLC
295 MADISON AVE,, 12TH FLOOR, OFFICE 1226, NEW YORK, NY 10017
ROCKDALE SECURITIES, LLC
1123 BROADWAY, SUITE 1200, NEW YORK, NY 10010
ROCKFLEET FINANCIAL SERVICES, INC
25 SPRING STREET, SUITE 303, OSSINING, NY 10562
ROCKLAND SECURITIES, LLC
87 BEECHWOOD ROAD, SUMMIT, NJ 07901
ROCKPORT VENTURE SECURITIES, LLC
215 MORRIS AVE, SUITE 7, SPRING LAKE, NJ 07762
RODGERS BROTHERS, INC.
223 MERCER STREET, HARMONY, PA 16037
RODMAN & RENSHAW, LLC
430 PARK AVENUE, NEW YORK, NY 10022
ROGAN & ASSOCIATES, INC.
200 9TH AVENUE. NORTH, SUITE 100, SAFETY HARBOR, FL 34695-3500
ROKA CAPITAL DISTRIBUTORS, LLC
12020 SUNRISE VALLEY DRIVE, SUITE 100, RESTON, VA 20191
ROMANO BROTHERS AND COMPANY
1560 SHERMAN AVENUE, SUITE 1300, EVANSTON, IL 60201
ROOSEVELT & CROSS, INCORPORATED
ONE EXCHANGE PLAZA, 55 BROADWAY, NEW YORK, NY 10006
ROSE & CO. CAPITAL ADVISORS, LLC
130 WEST 57TH STREET, SUITE 6C, NEW YORK, NY 10019
ROSENBLATT SECURITIES INC.
40 WALL STREET, 59TH FLOOR, NEW YORK, NY 10005
ROSEVIEW SECURITIES, LLC
75 FEDERAL STREET, SUITE 610, BOSTON, MA 02110
ROSS SECURITIES CORPORATION
424 MADISON AVENUE – 14TH FLOOR, NEW YORK, NY 10017
ROSS, SINCLAIRE & ASSOCIATES, LLC
700 WALNUT ST, SUITE 600, CINCINNATI, OH 45202
Mailing Address: 700 WALNUT ST, SUITE 600, CINCINNATI, OH 45202
ROSSOFF & CO. LLC
750 LEXINGTON AVENUE, 23RD FLOOR, NEW YORK, NY 10022
ROTH CAPITAL PARTNERS, LLC
888 SAN CLEMENTE, SUITE 400, NEWPORT BEACH, CA 92660
ROTHSCHILD INC.
1251 AVENUE OF THE AMERICAS, NEW YORK, NY 10020
ROTHSCHILD INVESTMENT CORPORATION
311 S. WACKER DRIVE, SUITE 6500, CHICAGO, IL 60606-6618
ROUNDTABLE CAPITAL SERVICES LLC
280 PARK AVENUE, 23RD FLOOR, NEW YORK, NY 10017-1216
ROYAL ALLIANCE ASSOCIATES, INC.
10 EXCHANGE PLACE, SUITE 1410, JERSEY CITY, NJ 07302
ROYCE FUND SERVICES, LLC
745 5TH AVENUE, NEW YORK, NY 10151
RSP INVESTMENTS, LLC
2550 M STREET NW, SUITE 321, WASHINGTON, DC 20037
RUANE, CUNNIFF & GOLDFARB LLC
9 WEST 57TH STREET, SUITE 5000, NEW YORK, NY 10019-2701
RUCKER CAPITAL PARTNERS, LLC
6 MOUNT DRIVE, PERRINEVILLE, NJ 08535
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
1301 SECOND AVENUE, 18TH FLOOR, SEATTLE, WA 98101
RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC
1301 SECOND AVENUE, 18TH FLOOR, SEATTLE, WA 98101
RUTBERG & COMPANY, LLC
650 CALIFORNIA STREET, 7TH FLOOR, SAN FRANCISCO, CA 94108
RYAN FINANCIAL, INC.
89 MAIN STREET, ANDOVER, MA 01810
