Source: https://www.finra.org/about/firms-we-regulate
Updated: 4/17/18

FINRA Member Firms L

# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

L. B. FISHER & COMPANY
17300 DALLAS PARKWAY, SUITE 3050, DALLAS, TX 75248

L.J. HART AND COMPANY
16401 SWINGLEY RIDGE ROAD – SUITE 210, ST. LOUIS, MO 63017

L.M. KOHN & COMPANY
10151 CARVER RD., SUITE 100, CINCINNATI, OH 45242

L.O. THOMAS & CO. INC.
LINWOOD COMMONS-SUITE A-6, 2106 NEW ROAD, LINWOOD, NJ 08221
Mailing Address: LINWOOD COMMMONS-SUITE A-6, 2106 NEW ROAD PO BOX 293, LINWOOD, NJ 08221

LA HONDA ADVISORS LLC
770 MENLO AVENUE, SUITE 230, MENLO PARK, CA 94025
Mailing Address: 83 MARYMONT AVE., ATHERTON, CA 94027

LABRUNERIE FINANCIAL SERVICES, INC.
601 W. NIFONG BLVD, BUILDING 3B, COLUMBIA, MO 65203
Mailing Address: 601 W. NIFONG BLVD, BUILDING 3B“, COLUMBIA, MO 65203

LADDER CAPITAL SECURITIES LLC
345 PARK AVENUE, 8TH FLOOR, NEW YORK, NY 10154

LADENBURG THALMANN & CO. INC.
277 PARK AVENUE, 26TH FLOOR, NEW YORK, NY 10172

LAFAYETTE INVESTMENTS, INC.
7910 WOODMONT AVE, SUITE 905, BETHESDA, MD 20814

LAFISE SECURITIES CORPORATION
200 S. BISCAYNE BLVD, SUITE 3550, MIAMI, FL 33131

LAIDLAW & COMPANY (UK) LTD.
68 PALL MALL, LONDON, SW1Y 5ES ENGLAND
Mailing Address: 546 FIFTH AVENUE, 5TH FLOOR, NEW YORK, NY 10036

LAKE STREET CAPITAL MARKETS, LLC
920 2ND AVE S, STE 700, MINNEAPOLIS, MN 55402

LAKERIDGE CAPITAL INC.
55 UNIVERSITY AVENUE, MEZZANINE LEVEL, SUITE M002, TORONTO, ONTARIO, M5J 2H7 CANADA

LAM SECURITIES INVESTMENTS, INC.
2099 LAKE STREET, SAN FRANCISCO, CA 94121

LAMON & STERN, INC.
1950 NORTH PARK PLACE, STE.100, ATLANTA, GA 30339

LAMPE CAPITAL NORTH AMERICA LLC
712 FIFTH AVENUE, 28TH FLOOR, NEW YORK, NY 10019

LAMPERT CAPITAL MARKETS INC.
444 MADISON AVE, 4TH FLOOR SUITE 401, NY, NY 10022

LAMPOST CAPITAL, L.C.
1900 GLADES ROAD, SUITE 205, BOCA RATON, FL 33431
Mailing Address: 1900 GLADES RD, SUITE 205, BOCA RATON, FL 33431

LANCASTER POLLARD & CO., LLC
65 EAST STATE STREET, SUITE 1600, COLUMBUS, OH 43215

LANDAAS & COMPANY
411 E. WISCONSIN AVE, MILWAUKEE, WI 53202

LANDOLT SECURITIES, INC.
701 OREGON STREET, OSHKOSH, WI 54902
Mailing Address: P.O. BOX 2703, OSHKOSH, WI 53903-2703

LANGDON P. COOK GOVERNMENT SECURITIES, LLC
100 PARK AVENUE, 22ND FLOOR, NEW YORK, NY 10017-5516

LANIER SECURITIES LLC
924 GAINESVILLE HIGHWAY, SUITE 230, BUFORD, GA 30518

LANTERN INVESTMENTS, INC.
35 PINELAWN ROAD, SUITE 101E, MELVILLE, NY 11747

LARA, MAY & ASSOCIATES, LLC
7600 LEESBURG PIKE, SUITE 120 EAST, FALLS CHURCH, VA 22043

LARADORBECKER SECURITIES CORPORATION
32 GOLDEN SCROLL CIRCLE, THE WOODLANDS, TX 77382

LARIMER CAPITAL CORPORATION
1720 SOUTH BELLAIRE STREET, SUITE 1110, DENVER, CO 80222

LARKSPUR CAPITAL CORPORATION
708 THIRD AVENUE, SUITE 1005, NEW YORK, NY 10017

LARRAINVIAL SECURITIES US LLC
EL BOSQUE NORTE 0177, LAS CONDES SANTIAGO, 7550100 CHILE

LARSON FINANCIAL SECURITIES, LLC
1015 CORPORATE SQUARE DR., SUITE 300, ST. LOUIS, MO 63132

LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC
333 WEST WACKER DRIVE, SUITE 2300, CHICAGO, IL 60606

LASALLE ST SECURITIES, L.L.C.
940 N. INDUSTRIAL DR., ELMHURST, IL 60126-1131

LAUREL HILL SECURITIES LLC
2 ROBBINS LANE, SUITE 201, JERICHO, NY 11753

LAURENTIAN CAPITAL (USA) INC
1981 MCGILL COLLEGE, SUITE 1900, MONTREAL, H3A 3K3 CANADA

LAVECCHIA CAPITAL LLC
444 MANSFIELD AVENUE, DARIEN, CT 06820

LAZARD ASSET MANAGEMENT SECURITIES LLC
30 ROCKEFELLER PLAZA, 59TH FLOOR, NEW YORK, NY 10112

LAZARD FRERES & CO. LLC
30 ROCKEFELLER PLAZA, NEW YORK, NY 10020-5900

LAZARD MIDDLE MARKET LLC
80 SOUTH EIGHTH STREET, 27TH FLOOR, MINNEAPOLIS, MN 55402

LBMZ SECURITIES, INC.
10 S RIVERSIDE PLAZA, SUITE 1600, CHICAGO, IL 60606

LCG CAPITAL ADVISORS, LLC
201 EAST KENNEDY BLVD, SUITE 325, TAMPA, FL 33602

LCS SECURITIES, LLC
595 MADISON AVENUE, 17TH FLOOR, NEW YORK, NY 10022

LCT CAPITAL, LLC
805 LAS CIMAS PKWY., STE. 320, AUSTIN, TX 78746

LEADER CAPITAL CORP.
315 W. MILL PLAIN BLVD., SUITE 204, VANCOUVER, WA 98660
Mailing Address: 315 W. MILL PLAIN BLVD., SUITE 204, VANCOUVER, WA 98660

LEC INVESTMENT CORP.
505 20TH STREET NORTH, SUITE 1150, BIRMINGHAM, AL 35203

LEDGER CAPITAL MARKETS, LLC
1875 CONNECTICUT AVENUE NW, WASHINGTON, DC 20009

LEE FINANCIAL SECURITIES, INC.
3113 OLU STREET, HONOLULU, HI 96816

LEERINK PARTNERS LLC
1 FEDERAL STREET 37TH FLR, BOSTON, MA 02110
Mailing Address: 1 FEDERAL STREET 37TH FL, BOSTON, MA 02110

LEGACY ASSET SECURITIES, INC.
3411 RICHMOND AVENUE STE 750, HOUSTON, TX 77046

LEGACY CAPITAL FUND, INC.
433 METAIRIE RD STE 405, METAIRIE, LA 70005

LEGG MASON INVESTOR SERVICES, LLC
100 INTERNATIONAL DRIVE, BALTIMORE, MD 21202

LEIGH BALDWIN & CO., LLC
112 ALBANY STREET, CAZENOVIA, NY 13035-0660

LEK SECURITIES CORPORATION
1 LIBERTY PLAZA, 165 BROADWAY, 52ND FLOOR, NEW YORK, NY 10006

LEMLEY, YARLING & CO.
15624 LEMLEY DRIVE, SOLDIERS GROVE, WI 54655

LENOX FINANCIAL SERVICES, INC.
322 ALANA DRIVE, NEW LENOX, IL 60451

LEONIS SECURITIES, LLC
230 PARK AVE, FL 10, NEW YORK, NY 10169

LESKO SECURITIES INC.
53 CHENANGO STREET 2ND FLOOR, BINGHAMTON, NY 13901
Mailing Address: P.O. BOX 1890, BINGHAMTON, NY 13902-1890

LEUMI INVESTMENT SERVICES INC.
350 MADISON AVE., NEW YORK, NY 10017

LEVEL ATS
101 FEDERAL STREET, SUITE 1010, BOSTON, MA 02110

LEVELX CAPITAL LLC
109 WHITE OAK LANE, SUITE 200, OLD BRIDGE, NJ 08857

LEVY, HARKINS & CO., INC.
366 MADISON AVENUE, FLOOR 14, NEW YORK, NY 10017

LEWIS FINANCIAL GROUP, L.C.
8658 BUSINESS PARK DR, SUITE 200, SHREVEPORT, LA 71105-5660

LEWIS YOUNG ROBERTSON & BURNINGHAM, INC.
41 N. RIO GRANDE, SUITE 101, SALT LAKE CITY, UT 84101

LEXBRIDGE INTERNATIONAL
40 MALL ROAD, SUITE 206, BURLINGTON, MA 01803

LEXINGTON INVESTMENT COMPANY, INC.
2365 HARRODSBURG ROAD STE. B375, SUITE B375, LEXINGTON, KY 40504

LEXINGTON PARK CAPITAL MARKETS, LLC
4700 MILLENIA BLVD, STE 1075, ORLANDO, FL 32839

LGA CAPITAL
6110 EXECUTIVE BOULEVARD SUITE 1050, ROCKVILLE, MD 20852

LIATI CAPITAL, LLC
14 WALL STREET 20TH FLOOR, NEW YORK, NY 10005

LIBERTY ASSOCIATES, INC.
501 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10017
Mailing Address: 501 FIFTH AVEUE, 15TH FLOOR, NEW YORK, NY 10017

LIBERTY CAPITAL INVESTMENT CORPORATION
1800 SW FIRST AVE., SUITE 150, PORTLAND, OR 97201
Mailing Address: 1800 SW FIRST AVE, SUITE 150, PORTLAND, OR 97201

LIBERTY GLOBAL CAPITAL SERVICES, LLC
131 WINDSOR ROAD, WABAN, MA 02468
Mailing Address: 225 FRANKLIN STREET, 26TH FLOOR, BOSTON, MA 02110

LIBERTY GROUP, LLC
411 30TH ST, 2ND FLOOR, OAKLAND, CA 94609

LIBERTY INVESTMENT COUNSEL, LTD.
700 PILGRIM PARKWAY SUITE 300, ELM GROVE, WI 53122-2063
Mailing Address: 700 PILGRIM PARKWAY SUITE 300, ELM GROVE, WI 53122-2063

LIBERTY PARTNERS FINANCIAL SERVICES, LLC
1100 QUEENSBOROUGH BLVD., SUITE 200, MT. PLEASANT, SC 29464

LIBERUM
441 LEXINGTON AVENUE, 15TH FLOOR, NEW YORK, NY 10017
Mailing Address: 441 LEXINGTON AVENUE, 15TH FLOOR, NEW YORK, NY 10017

LIBUCKI & CO., LLC
1101 HADDON AVE, COLLINGSWOOD, NJ 08108

LIEBLONG & ASSOCIATES, INC.
10809 EXECUTIVE CENTER DRIVE, SUITE 117, LITTLE ROCK, AR 72211
Mailing Address: P.O. BOX 24520, LITTLE ROCK, AR 72221

LIFEMARK SECURITIES CORP.
400 WEST METRO PARK, ROCHESTER, NY 14623

LIFESCI CAPITAL
250 WEST 55TH STREET, SUITE 16B, NEW YORK, NY 10019

LIGHT HORSE MARKET SOLUTIONS INC
99 NORTH BROADWAY, HICKSVILLE, NY 11801
Mailing Address: 99 NORTH BROADWAY, 9TH FLOOR, HICKSVILLE, NY 11801

LIGHTHOUSE CAPITAL GROUP, LLC
200 S. LOS ROBLES AVE., SUITE 210, PASADENA, CA 91101

LIGHTPATH CAPITAL, INC
1453 THIRD STREET PROMENADE, SUTIE 315, LOS ANGELES, CA 90401
Mailing Address: 1453 THIRD STREET PROMENADE, SUITE 315, LOS ANGELES, CA 90401

LIGHTSPEED TRADING, LLC
1001 AVENUE OF THE AMERICAS, 16TH FLOOR, NEW YORK, NY 10018

LIME BROKERAGE LLC
11 EAST 44TH STREET, SUITE 705, NEW YORK, NY 10017

LINCOLN DOUGLAS INVESTMENTS, LLC
135 S. MAIN STREET, MT. VERNON, OH 43050-3323
Mailing Address: 135 S. MAIN STREET, MT. VERNON, OH 43050-3323

LINCOLN FINANCIAL ADVISORS CORPORATION
1300 SOUTH CLINTON STREET, SUITE 150, FORT WAYNE, IN 46802
Mailing Address: P.O. BOX 2239, FORT WAYNE, IN 46801-2239

LINCOLN FINANCIAL DISTRIBUTORS, INC.
130 N RADNOR-CHESTER RD, RADNOR, PA 19087
Mailing Address: 350 CHURCH STREET, HARTFORD, CT 06103

LINCOLN FINANCIAL SECURITIES CORPORATION
1300 SOUTH CLINTON STREET, FORT WAYNE, IN 46802
Mailing Address: P.O. BOX 2239, FORT WAYNE, IN 46801-2239

LINCOLN INTERNATIONAL LLC
500 WEST MADISON STREET-SUITE 3900, CHICAGO, IL 60661

LINCOLN INVESTMENT
601 OFFICE CENTER DRIVE, SUITE 300, FORT WASHINGTON, PA 19034
Mailing Address: 601 OFFICE CENTER DRIVE, SUITE 100-MAILROOM, FORT WASHINGTON, PA 19034

LION STREET FINANCIAL, LLC
515 CONGRESS AVE, SUITE 2500, AUSTIN, TX 78701

LIONTREE ADVISORS LLC
660 MADISON AVENUE, 15TH FLOOR, NEW YORK, NY 10065

LIORA PARTNERS
70 LONGFELLOW DRIVE, YARMOUTH PORT, MA 02675

LIQUID CAPITAL SECURITIES, LLC
9441 RIDGEWAY AVENUE, EVANSTON, IL 60203

LIQUID M CAPITAL LLC
100 WALL STREET, STE 501, NEW YORK, NY 10005

LIQUIDITY FINANCE LP
ONE STATION PLACE,, 5TH FLOOR, STAMFORD, CT 06902

LIQUIDITYEDGE, LLC.
11 WEST 42ND STREET, 8TH FLOOR, NEW YORK, NY 10036

LIQUIDNET, INC.
498 7TH AVENUE, 15TH FLOOR, NEW YORK, NY 10018

LIVERMORE TRADING GROUP, INC.
11 WALL STREET, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005

LIVINGSTON SECURITIES, LLC
825 THIRD AVENUE, SUITE 223, NEW YORK, NY 10022-7519

LLOYDS SECURITIES
1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

LM + CO. CAPITAL
20 WEST 55TH STREET, 5TH FLOOR, NEW YORK, NY 10019

LMV CAPITAL CORP.
475 PARK AVENUE SOUTH, 25TH FLOOR, NEW YORK, NY 10016-6922

LOCALSTAKE MARKETPLACE LLC
1010 CENTRAL AVENUE, SUITE C, INDIANAPOLIS, IN 46202

LOCKEBRIDGE PARTNERS, INC
12 WALTHAM STREET, LEXINGTON, MA 02420

LOCKTON FINANCIAL ADVISORS, LLC
444 W. 47TH STREET, SUITE 900, KANSAS CITY, MO 64112

LOCKWOOD SECURITIES LLC
1140 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY 10036

LOCORR DISTRIBUTORS, LLC
687 EXCELSIOR BLVD, EXCELSIOR, MN 55331

LOCUST WALK SECURITIES, LLC
200 CLARENDON STREET, 51ST FLOOR, BOSTON, MA 02116

LOEB PARTNERS CORPORATION
100 WALL STREET, 19TH FLOOR, NEW YORK, NY 10005

LOEWEN, ONDAATJE, MCCUTCHEON USA, LLC
148 YORKVILLE AVENUE, TORONTO, ONTARIO, M5R 1C2 CANADA

LOMBARD INTERNATIONAL DISTRIBUTION COMPANY
1650 MARKET STREET, 54TH FLOOR, PHILADELPHIA, PA 19103

LOMBARD ODIER TRANSATLANTIC LIMITED
1000 SHERBROOKE STREET WEST, SUITE 2200, MONTREAL, H3A 3R7 CANADA
Mailing Address: 1000, RUE SHERBROOKE OUEST, MONTRÉAL, H3A3R7 CANADA

LOMBARD SECURITIES INCORPORATED
1820 LANCASTER STREET, SECOND FLOOR, BALTIMORE, MD 21231
Mailing Address: 1820 LANCASTER STREET, BALTIMORE, MD 21231

LONG ISLAND FINANCIAL GROUP, INC.
2 WOODCREST DRIVE, ROSLYN, NY 11576
Mailing Address: 2 WOODCREST DR, ROSLYN, NY 11576

LONGBOW SECURITIES, LLC
6050 OAK TREE BLVD, #350, INDEPENDENCE, OH 44131
Mailing Address: 6050 OAK TREE BLVD., #350, INDEPENDENCE, OH 44131

LONGSHIP ALTERNATIVE ASSET MANAGEMENT
14 CONCORD ROAD, PORT WASHINGTON, NY 11050

LOOMIS SAYLES DISTRIBUTORS, L.P.
ONE FINANCIAL CENTER, BOSTON, MA 02111
Mailing Address: ONE FINANCIAL CENTER, BOSTON, MA 02111-2620

LOOP CAPITAL MARKETS LLC
111 WEST JACKSON BOULEVARD, SUITE 1901, CHICAGO, IL 60604

LORD ABBETT DISTRIBUTOR LLC
90 HUDSON STREET, JERSEY CITY, NJ 07302-3973

LORIA FINANCIAL GROUP, LLC
7500 S COUNTY LINE ROAD, BURR RIDGE, IL 60527

LORING WARD SECURITIES INC.
10 ALMADEN BLVD., 15TH FLOOR, SAN JOSE, CA 95113

LOUIS CAPITAL MARKETS, LP
130 WOOD STREET, 4TH FL, LONDON, EC2V6DL UNITED KINGDOM
Mailing Address: 853 BROADWAY, FLOOR 5, NEW YORK, NY 10003

LOWELL & COMPANY, INC.
4021 84TH ST, SUITE 100, LUBBOCK, TX 79423

LPL FINANCIAL LLC
75 STATE STREET, 22ND FLOOR, BOSTON, MA 02109

LPS CAPITAL LLC
150 EAST 52ND STREET, SUITE 5001, NEW YORK, NY 10022

LSH PARTNERS SECURITIES LLC
152 WEST 57TH STREET, 5TH FLOOR, NEW YORK, NY 10019
Mailing Address: 152 WEST 57TH STREET, NEW YORK, NY 10019

LUCIA SECURITIES, LLC
13520 EVENING CREEK DRIVE NORTH, SUITE 300, SAN DIEGO, CA 92128
Mailing Address: 13520 EVENING CREEK DRIVE, SUITE 300, SAN DIEGO, CA 92128

LUMA SECURITIES LLC
101 FIFTH AVENUE, SUITE 900, NEW YORK, NY 10003

LUMINEX TRADING & ANALYTICS LLC
157 SEAPORT BOULEVARD, SUITE P3 – FIRST FLOOR, BOSTON, MA 02210

LUMOS PARTNERS, LLC
1399 YGNACIO VALLEY ROAD, SUITE 210-A, WALNUT CREEK, CA 94598

LWPARTNERS CAPITAL GROUP LLC
600 MADISON AVENUE, 24TH FLOOR, NEW YORK, NY 10022

LXM GROUP
134 EAST 40TH STREET, NYC, NY 10016
Mailing Address: 134 EAST 40TH STREET, NYC, NY 10013

LYNCH & ASSOCIATES
535 BOYLSTON ST., FLOOR T2, BOSTON, MA 02116
Mailing Address: 535 BOYLSTON ST., SUITE T2, BOSTON, MA 02116

LYNX CAPITAL, LLC
55 PARSON BROWN CT., MORAGA, CA 94556

LYSTER WATSON SECURITIES, INC.
135 E 57TH STREET, 23RD FLOOR, NEW YORK CITY, NY 10022