Source: https://www.finra.org/about/firms-we-regulate
Updated: 4/17/18
FINRA Member Firms L
# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z
L. B. FISHER & COMPANY
17300 DALLAS PARKWAY, SUITE 3050, DALLAS, TX 75248
L.J. HART AND COMPANY
16401 SWINGLEY RIDGE ROAD – SUITE 210, ST. LOUIS, MO 63017
L.M. KOHN & COMPANY
10151 CARVER RD., SUITE 100, CINCINNATI, OH 45242
L.O. THOMAS & CO. INC.
LINWOOD COMMONS-SUITE A-6, 2106 NEW ROAD, LINWOOD, NJ 08221
Mailing Address: LINWOOD COMMMONS-SUITE A-6, 2106 NEW ROAD PO BOX 293, LINWOOD, NJ 08221
LA HONDA ADVISORS LLC
770 MENLO AVENUE, SUITE 230, MENLO PARK, CA 94025
Mailing Address: 83 MARYMONT AVE., ATHERTON, CA 94027
LABRUNERIE FINANCIAL SERVICES, INC.
601 W. NIFONG BLVD, BUILDING 3B, COLUMBIA, MO 65203
Mailing Address: 601 W. NIFONG BLVD, BUILDING 3B“, COLUMBIA, MO 65203
LADDER CAPITAL SECURITIES LLC
345 PARK AVENUE, 8TH FLOOR, NEW YORK, NY 10154
LADENBURG THALMANN & CO. INC.
277 PARK AVENUE, 26TH FLOOR, NEW YORK, NY 10172
LAFAYETTE INVESTMENTS, INC.
7910 WOODMONT AVE, SUITE 905, BETHESDA, MD 20814
LAFISE SECURITIES CORPORATION
200 S. BISCAYNE BLVD, SUITE 3550, MIAMI, FL 33131
LAIDLAW & COMPANY (UK) LTD.
68 PALL MALL, LONDON, SW1Y 5ES ENGLAND
Mailing Address: 546 FIFTH AVENUE, 5TH FLOOR, NEW YORK, NY 10036
LAKE STREET CAPITAL MARKETS, LLC
920 2ND AVE S, STE 700, MINNEAPOLIS, MN 55402
LAKERIDGE CAPITAL INC.
55 UNIVERSITY AVENUE, MEZZANINE LEVEL, SUITE M002, TORONTO, ONTARIO, M5J 2H7 CANADA
LAM SECURITIES INVESTMENTS, INC.
2099 LAKE STREET, SAN FRANCISCO, CA 94121
LAMON & STERN, INC.
1950 NORTH PARK PLACE, STE.100, ATLANTA, GA 30339
LAMPE CAPITAL NORTH AMERICA LLC
712 FIFTH AVENUE, 28TH FLOOR, NEW YORK, NY 10019
LAMPERT CAPITAL MARKETS INC.
444 MADISON AVE, 4TH FLOOR SUITE 401, NY, NY 10022
LAMPOST CAPITAL, L.C.
1900 GLADES ROAD, SUITE 205, BOCA RATON, FL 33431
Mailing Address: 1900 GLADES RD, SUITE 205, BOCA RATON, FL 33431
LANCASTER POLLARD & CO., LLC
65 EAST STATE STREET, SUITE 1600, COLUMBUS, OH 43215
LANDAAS & COMPANY
411 E. WISCONSIN AVE, MILWAUKEE, WI 53202
LANDOLT SECURITIES, INC.
701 OREGON STREET, OSHKOSH, WI 54902
Mailing Address: P.O. BOX 2703, OSHKOSH, WI 53903-2703
LANGDON P. COOK GOVERNMENT SECURITIES, LLC
100 PARK AVENUE, 22ND FLOOR, NEW YORK, NY 10017-5516
LANIER SECURITIES LLC
924 GAINESVILLE HIGHWAY, SUITE 230, BUFORD, GA 30518
LANTERN INVESTMENTS, INC.
35 PINELAWN ROAD, SUITE 101E, MELVILLE, NY 11747
LARA, MAY & ASSOCIATES, LLC
7600 LEESBURG PIKE, SUITE 120 EAST, FALLS CHURCH, VA 22043
LARADORBECKER SECURITIES CORPORATION
32 GOLDEN SCROLL CIRCLE, THE WOODLANDS, TX 77382
LARIMER CAPITAL CORPORATION
1720 SOUTH BELLAIRE STREET, SUITE 1110, DENVER, CO 80222
LARKSPUR CAPITAL CORPORATION
708 THIRD AVENUE, SUITE 1005, NEW YORK, NY 10017
LARRAINVIAL SECURITIES US LLC
EL BOSQUE NORTE 0177, LAS CONDES SANTIAGO, 7550100 CHILE
LARSON FINANCIAL SECURITIES, LLC
1015 CORPORATE SQUARE DR., SUITE 300, ST. LOUIS, MO 63132
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC
333 WEST WACKER DRIVE, SUITE 2300, CHICAGO, IL 60606
LASALLE ST SECURITIES, L.L.C.
940 N. INDUSTRIAL DR., ELMHURST, IL 60126-1131
LAUREL HILL SECURITIES LLC
2 ROBBINS LANE, SUITE 201, JERICHO, NY 11753
LAURENTIAN CAPITAL (USA) INC
1981 MCGILL COLLEGE, SUITE 1900, MONTREAL, H3A 3K3 CANADA
LAVECCHIA CAPITAL LLC
444 MANSFIELD AVENUE, DARIEN, CT 06820
LAZARD ASSET MANAGEMENT SECURITIES LLC
30 ROCKEFELLER PLAZA, 59TH FLOOR, NEW YORK, NY 10112
LAZARD FRERES & CO. LLC
30 ROCKEFELLER PLAZA, NEW YORK, NY 10020-5900
LAZARD MIDDLE MARKET LLC
80 SOUTH EIGHTH STREET, 27TH FLOOR, MINNEAPOLIS, MN 55402
LBMZ SECURITIES, INC.
10 S RIVERSIDE PLAZA, SUITE 1600, CHICAGO, IL 60606
LCG CAPITAL ADVISORS, LLC
201 EAST KENNEDY BLVD, SUITE 325, TAMPA, FL 33602
LCS SECURITIES, LLC
595 MADISON AVENUE, 17TH FLOOR, NEW YORK, NY 10022
LCT CAPITAL, LLC
805 LAS CIMAS PKWY., STE. 320, AUSTIN, TX 78746
LEADER CAPITAL CORP.
315 W. MILL PLAIN BLVD., SUITE 204, VANCOUVER, WA 98660
Mailing Address: 315 W. MILL PLAIN BLVD., SUITE 204, VANCOUVER, WA 98660
LEC INVESTMENT CORP.
505 20TH STREET NORTH, SUITE 1150, BIRMINGHAM, AL 35203
LEDGER CAPITAL MARKETS, LLC
1875 CONNECTICUT AVENUE NW, WASHINGTON, DC 20009
LEE FINANCIAL SECURITIES, INC.
3113 OLU STREET, HONOLULU, HI 96816
LEERINK PARTNERS LLC
1 FEDERAL STREET 37TH FLR, BOSTON, MA 02110
Mailing Address: 1 FEDERAL STREET 37TH FL, BOSTON, MA 02110
LEGACY ASSET SECURITIES, INC.
3411 RICHMOND AVENUE STE 750, HOUSTON, TX 77046
LEGACY CAPITAL FUND, INC.
433 METAIRIE RD STE 405, METAIRIE, LA 70005
LEGG MASON INVESTOR SERVICES, LLC
100 INTERNATIONAL DRIVE, BALTIMORE, MD 21202
LEIGH BALDWIN & CO., LLC
112 ALBANY STREET, CAZENOVIA, NY 13035-0660
LEK SECURITIES CORPORATION
1 LIBERTY PLAZA, 165 BROADWAY, 52ND FLOOR, NEW YORK, NY 10006
LEMLEY, YARLING & CO.
15624 LEMLEY DRIVE, SOLDIERS GROVE, WI 54655
LENOX FINANCIAL SERVICES, INC.
322 ALANA DRIVE, NEW LENOX, IL 60451
LEONIS SECURITIES, LLC
230 PARK AVE, FL 10, NEW YORK, NY 10169
LESKO SECURITIES INC.
53 CHENANGO STREET 2ND FLOOR, BINGHAMTON, NY 13901
Mailing Address: P.O. BOX 1890, BINGHAMTON, NY 13902-1890
LEUMI INVESTMENT SERVICES INC.
350 MADISON AVE., NEW YORK, NY 10017
LEVEL ATS
101 FEDERAL STREET, SUITE 1010, BOSTON, MA 02110
LEVELX CAPITAL LLC
109 WHITE OAK LANE, SUITE 200, OLD BRIDGE, NJ 08857
LEVY, HARKINS & CO., INC.
366 MADISON AVENUE, FLOOR 14, NEW YORK, NY 10017
LEWIS FINANCIAL GROUP, L.C.
8658 BUSINESS PARK DR, SUITE 200, SHREVEPORT, LA 71105-5660
LEWIS YOUNG ROBERTSON & BURNINGHAM, INC.
41 N. RIO GRANDE, SUITE 101, SALT LAKE CITY, UT 84101
LEXBRIDGE INTERNATIONAL
40 MALL ROAD, SUITE 206, BURLINGTON, MA 01803
LEXINGTON INVESTMENT COMPANY, INC.
2365 HARRODSBURG ROAD STE. B375, SUITE B375, LEXINGTON, KY 40504
LEXINGTON PARK CAPITAL MARKETS, LLC
4700 MILLENIA BLVD, STE 1075, ORLANDO, FL 32839
LGA CAPITAL
6110 EXECUTIVE BOULEVARD SUITE 1050, ROCKVILLE, MD 20852
LIATI CAPITAL, LLC
14 WALL STREET 20TH FLOOR, NEW YORK, NY 10005
LIBERTY ASSOCIATES, INC.
501 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10017
Mailing Address: 501 FIFTH AVEUE, 15TH FLOOR, NEW YORK, NY 10017
LIBERTY CAPITAL INVESTMENT CORPORATION
1800 SW FIRST AVE., SUITE 150, PORTLAND, OR 97201
Mailing Address: 1800 SW FIRST AVE, SUITE 150, PORTLAND, OR 97201
LIBERTY GLOBAL CAPITAL SERVICES, LLC
131 WINDSOR ROAD, WABAN, MA 02468
Mailing Address: 225 FRANKLIN STREET, 26TH FLOOR, BOSTON, MA 02110
LIBERTY GROUP, LLC
411 30TH ST, 2ND FLOOR, OAKLAND, CA 94609
LIBERTY INVESTMENT COUNSEL, LTD.
700 PILGRIM PARKWAY SUITE 300, ELM GROVE, WI 53122-2063
Mailing Address: 700 PILGRIM PARKWAY SUITE 300, ELM GROVE, WI 53122-2063
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
1100 QUEENSBOROUGH BLVD., SUITE 200, MT. PLEASANT, SC 29464
LIBERUM
441 LEXINGTON AVENUE, 15TH FLOOR, NEW YORK, NY 10017
Mailing Address: 441 LEXINGTON AVENUE, 15TH FLOOR, NEW YORK, NY 10017
LIBUCKI & CO., LLC
1101 HADDON AVE, COLLINGSWOOD, NJ 08108
LIEBLONG & ASSOCIATES, INC.
10809 EXECUTIVE CENTER DRIVE, SUITE 117, LITTLE ROCK, AR 72211
Mailing Address: P.O. BOX 24520, LITTLE ROCK, AR 72221
LIFEMARK SECURITIES CORP.
400 WEST METRO PARK, ROCHESTER, NY 14623
LIFESCI CAPITAL
250 WEST 55TH STREET, SUITE 16B, NEW YORK, NY 10019
LIGHT HORSE MARKET SOLUTIONS INC
99 NORTH BROADWAY, HICKSVILLE, NY 11801
Mailing Address: 99 NORTH BROADWAY, 9TH FLOOR, HICKSVILLE, NY 11801
LIGHTHOUSE CAPITAL GROUP, LLC
200 S. LOS ROBLES AVE., SUITE 210, PASADENA, CA 91101
LIGHTPATH CAPITAL, INC
1453 THIRD STREET PROMENADE, SUTIE 315, LOS ANGELES, CA 90401
Mailing Address: 1453 THIRD STREET PROMENADE, SUITE 315, LOS ANGELES, CA 90401
LIGHTSPEED TRADING, LLC
1001 AVENUE OF THE AMERICAS, 16TH FLOOR, NEW YORK, NY 10018
LIME BROKERAGE LLC
11 EAST 44TH STREET, SUITE 705, NEW YORK, NY 10017
LINCOLN DOUGLAS INVESTMENTS, LLC
135 S. MAIN STREET, MT. VERNON, OH 43050-3323
Mailing Address: 135 S. MAIN STREET, MT. VERNON, OH 43050-3323
LINCOLN FINANCIAL ADVISORS CORPORATION
1300 SOUTH CLINTON STREET, SUITE 150, FORT WAYNE, IN 46802
Mailing Address: P.O. BOX 2239, FORT WAYNE, IN 46801-2239
LINCOLN FINANCIAL DISTRIBUTORS, INC.
130 N RADNOR-CHESTER RD, RADNOR, PA 19087
Mailing Address: 350 CHURCH STREET, HARTFORD, CT 06103
LINCOLN FINANCIAL SECURITIES CORPORATION
1300 SOUTH CLINTON STREET, FORT WAYNE, IN 46802
Mailing Address: P.O. BOX 2239, FORT WAYNE, IN 46801-2239
LINCOLN INTERNATIONAL LLC
500 WEST MADISON STREET-SUITE 3900, CHICAGO, IL 60661
LINCOLN INVESTMENT
601 OFFICE CENTER DRIVE, SUITE 300, FORT WASHINGTON, PA 19034
Mailing Address: 601 OFFICE CENTER DRIVE, SUITE 100-MAILROOM, FORT WASHINGTON, PA 19034
LION STREET FINANCIAL, LLC
515 CONGRESS AVE, SUITE 2500, AUSTIN, TX 78701
LIONTREE ADVISORS LLC
660 MADISON AVENUE, 15TH FLOOR, NEW YORK, NY 10065
LIORA PARTNERS
70 LONGFELLOW DRIVE, YARMOUTH PORT, MA 02675
LIQUID CAPITAL SECURITIES, LLC
9441 RIDGEWAY AVENUE, EVANSTON, IL 60203
LIQUID M CAPITAL LLC
100 WALL STREET, STE 501, NEW YORK, NY 10005
LIQUIDITY FINANCE LP
ONE STATION PLACE,, 5TH FLOOR, STAMFORD, CT 06902
LIQUIDITYEDGE, LLC.
11 WEST 42ND STREET, 8TH FLOOR, NEW YORK, NY 10036
LIQUIDNET, INC.
498 7TH AVENUE, 15TH FLOOR, NEW YORK, NY 10018
LIVERMORE TRADING GROUP, INC.
11 WALL STREET, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005
LIVINGSTON SECURITIES, LLC
825 THIRD AVENUE, SUITE 223, NEW YORK, NY 10022-7519
LLOYDS SECURITIES
1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036
LM + CO. CAPITAL
20 WEST 55TH STREET, 5TH FLOOR, NEW YORK, NY 10019
LMV CAPITAL CORP.
475 PARK AVENUE SOUTH, 25TH FLOOR, NEW YORK, NY 10016-6922
LOCALSTAKE MARKETPLACE LLC
1010 CENTRAL AVENUE, SUITE C, INDIANAPOLIS, IN 46202
LOCKEBRIDGE PARTNERS, INC
12 WALTHAM STREET, LEXINGTON, MA 02420
LOCKTON FINANCIAL ADVISORS, LLC
444 W. 47TH STREET, SUITE 900, KANSAS CITY, MO 64112
LOCKWOOD SECURITIES LLC
1140 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY 10036
LOCORR DISTRIBUTORS, LLC
687 EXCELSIOR BLVD, EXCELSIOR, MN 55331
LOCUST WALK SECURITIES, LLC
200 CLARENDON STREET, 51ST FLOOR, BOSTON, MA 02116
LOEB PARTNERS CORPORATION
100 WALL STREET, 19TH FLOOR, NEW YORK, NY 10005
LOEWEN, ONDAATJE, MCCUTCHEON USA, LLC
148 YORKVILLE AVENUE, TORONTO, ONTARIO, M5R 1C2 CANADA
LOMBARD INTERNATIONAL DISTRIBUTION COMPANY
1650 MARKET STREET, 54TH FLOOR, PHILADELPHIA, PA 19103
LOMBARD ODIER TRANSATLANTIC LIMITED
1000 SHERBROOKE STREET WEST, SUITE 2200, MONTREAL, H3A 3R7 CANADA
Mailing Address: 1000, RUE SHERBROOKE OUEST, MONTRÉAL, H3A3R7 CANADA
LOMBARD SECURITIES INCORPORATED
1820 LANCASTER STREET, SECOND FLOOR, BALTIMORE, MD 21231
Mailing Address: 1820 LANCASTER STREET, BALTIMORE, MD 21231
LONG ISLAND FINANCIAL GROUP, INC.
2 WOODCREST DRIVE, ROSLYN, NY 11576
Mailing Address: 2 WOODCREST DR, ROSLYN, NY 11576
LONGBOW SECURITIES, LLC
6050 OAK TREE BLVD, #350, INDEPENDENCE, OH 44131
Mailing Address: 6050 OAK TREE BLVD., #350, INDEPENDENCE, OH 44131
LONGSHIP ALTERNATIVE ASSET MANAGEMENT
14 CONCORD ROAD, PORT WASHINGTON, NY 11050
LOOMIS SAYLES DISTRIBUTORS, L.P.
ONE FINANCIAL CENTER, BOSTON, MA 02111
Mailing Address: ONE FINANCIAL CENTER, BOSTON, MA 02111-2620
LOOP CAPITAL MARKETS LLC
111 WEST JACKSON BOULEVARD, SUITE 1901, CHICAGO, IL 60604
LORD ABBETT DISTRIBUTOR LLC
90 HUDSON STREET, JERSEY CITY, NJ 07302-3973
LORIA FINANCIAL GROUP, LLC
7500 S COUNTY LINE ROAD, BURR RIDGE, IL 60527
LORING WARD SECURITIES INC.
10 ALMADEN BLVD., 15TH FLOOR, SAN JOSE, CA 95113
LOUIS CAPITAL MARKETS, LP
130 WOOD STREET, 4TH FL, LONDON, EC2V6DL UNITED KINGDOM
Mailing Address: 853 BROADWAY, FLOOR 5, NEW YORK, NY 10003
LOWELL & COMPANY, INC.
4021 84TH ST, SUITE 100, LUBBOCK, TX 79423
LPL FINANCIAL LLC
75 STATE STREET, 22ND FLOOR, BOSTON, MA 02109
LPS CAPITAL LLC
150 EAST 52ND STREET, SUITE 5001, NEW YORK, NY 10022
LSH PARTNERS SECURITIES LLC
152 WEST 57TH STREET, 5TH FLOOR, NEW YORK, NY 10019
Mailing Address: 152 WEST 57TH STREET, NEW YORK, NY 10019
LUCIA SECURITIES, LLC
13520 EVENING CREEK DRIVE NORTH, SUITE 300, SAN DIEGO, CA 92128
Mailing Address: 13520 EVENING CREEK DRIVE, SUITE 300, SAN DIEGO, CA 92128
LUMA SECURITIES LLC
101 FIFTH AVENUE, SUITE 900, NEW YORK, NY 10003
LUMINEX TRADING & ANALYTICS LLC
157 SEAPORT BOULEVARD, SUITE P3 – FIRST FLOOR, BOSTON, MA 02210
LUMOS PARTNERS, LLC
1399 YGNACIO VALLEY ROAD, SUITE 210-A, WALNUT CREEK, CA 94598
LWPARTNERS CAPITAL GROUP LLC
600 MADISON AVENUE, 24TH FLOOR, NEW YORK, NY 10022
LXM GROUP
134 EAST 40TH STREET, NYC, NY 10016
Mailing Address: 134 EAST 40TH STREET, NYC, NY 10013
LYNCH & ASSOCIATES
535 BOYLSTON ST., FLOOR T2, BOSTON, MA 02116
Mailing Address: 535 BOYLSTON ST., SUITE T2, BOSTON, MA 02116
LYNX CAPITAL, LLC
55 PARSON BROWN CT., MORAGA, CA 94556
LYSTER WATSON SECURITIES, INC.
135 E 57TH STREET, 23RD FLOOR, NEW YORK CITY, NY 10022
